CAPITAL MARKETS IQ, LLC ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 134921
- Firm name
- CAPITAL MARKETS IQ, LLC
- Other names / DBAs
- 0X PRIVATE WEALTH; WEISE CAPITAL ADVISERS; VERACITY FINANCIAL SERVICES; VERACITY ADVISORS; THE SKYHAWK ETF STRATEGY; THE BURG CAPITAL PARNTERS; TANDEM FINANCIAL; SURETY WEALTH MANAGEMENT; SECURE RETIREMENT SOLUTIONS; SEAGATE GLOBAL WEALTH MANAGEMENT; SAGE CAPITAL ADVISORS; RETIRE ORLANDO; PENG FINANCIAL GROUP; NOBLESTONE CAPITAL ADVISORS; MONAMIE WEALTH & RETIREMENT; LONGHORN WEALTH MANAGEMENT, LLC; LONGHORN CAPITAL MANAGEMENT, LLC; LONGHORN CAPITAL ADVISORS; KUZMA FINANCIAL SERVICES; KOI STRATEGIES; KING HARBOR WEALTH MANAGEMENT; IQINVEST; INTRALINE ASSET MANAGEMENT; FIRST SECURITY INVESTMENTS ADVISORS; EXECUTIVE SERVICES; DYNAMIC RETIREMENT SOLUTIONS; DRAWBRIDGE WEALTH; CAPITAL MARKETS IQ, LLC; CAMBRIDGE CAPITAL WEALTH; BURROS WEALTH MANAGEMENT; BRIGHTSMITH ADVISORS; BERING FINANCIAL; ACCORD CAPITAL
- IA scope
- ACTIVE
- SEC IA file
- 801-69992
- Branches
- 19
- Disclosure events
- YES
- HQ
- ARLINGTON, TX, United States
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