BELL ROCK CAPITAL, LLC ⚠ Disclosure events INACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 139163
- Firm name
- BELL ROCK CAPITAL, LLC
- Other names / DBAs
- 200DEEP; BLUE ROCKEFELLER, LLC; BELL ROCK CAPITAL, LLC
- IA scope
- INACTIVE
- SEC IA file
- 801-65934
- Branches
- 0
- Disclosure events
- YES
- HQ
- REHOBOTH BEACH, DE, United States
Run KYC screen
Check BELL ROCK CAPITAL, LLC across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗