ARETE WEALTH ADVISORS, LLC ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 145488
- Firm name
- ARETE WEALTH ADVISORS, LLC
- Other names / DBAs
- 25 FINANCIAL; WESTERN PORTFOLIO PARTNERS; WEALTH STRATEGIES ADVISORY GROUP; WEALTH SOLUTIONS 360; THORNHILL FINANCIAL; SILVERCAP WEALTH MANAGEMENT; SHADES CREEK WEALTH ADVISORS; SECOND LEVEL CAPITAL; SARANAC ADVISORS; ROBERTS TAX AND RETIREMENT PLANNING; PROGEN FINANCIAL CONSULTING; PINNACLE FINANCIAL WEALTH MANAGEMENT; PFS WEALTH MANAGEMENT; PATHWAY FINANCIAL MANAGEMENT; OLD GROWTH CAPITAL; NTS BEARING; NARISH FINANCIAL SERVICES; MCKINLEY WEALTH MANAGEMENT LLC; MASTERWORKS.IO; MAJORS FINANCIAL; MAGNOLIA CAPITAL MANAGEMENT; LEGACY FINANCIAL; LEBLANC FINANCIAL ALLIANCE; KRM FINANCIAL SERVICES; JOHN GALT WEALTH SOLUTIONS; INSIGHT WEALTH GROUP; IJK FUNDS; HUDSONPOINT CAPITAL; HILL & HILL FINANCIAL; GOVIC CAPITAL; GOLUB CAPITAL; FREEDOM FINANCIAL WEALTH AND TAX, LLC; FINCADIA CAPITAL PARTNERS; FINANCIAL RESOURCE MANAGEMENT; DUPRE CARRIER GODCHAUX FINANCIAL SERVICES; CYGNUS CAPITAL; CURA WEALTH PARTNERS; CREATIVE HEALTH CAPITAL, LLC; COOPER TOWER WEALTH; CONNER FINANCIAL LLC; CALIBER FINANCIAL PARTNERS; AXXCESS WEALTH MANAGEMENT, LLC; AXXCESS WEALTH MANAGEMENT LLC; AVENA IMPACT WEALTH ADVISORS; ARNO WEALTH MANAGEMENT, LLC; ARETE WEALTH ADVISORS, LLC; ALVERY BARTLETT GROUP; ALTERNATIVE INVESTMENT SPECIALISTS LLC
- IA scope
- ACTIVE
- SEC IA file
- 801-69827
- Branches
- 140
- Disclosure events
- YES
- HQ
- CHICAGO, IL, 60607, United States
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