PRIVATE ADVISOR GROUP, LLC ⚠ Disclosure events ACTIVE IA

Key facts

FINRA firm ID

155216

Firm name

PRIVATE ADVISOR GROUP, LLC

Other names / DBAs

1406 FINANCIAL; DCA FINANCIAL GROUP; DAVID M. CROOKS AND ASSOCIATES, LLC; DANIEL M ROSENTHAL FINANCIAL CONSULTANT; D.M. WALLACE & CO.; CYPRESS WEALTH PARTNERS, LLC; CUNNINGHAM WEALTH MANAGEMENT; CROSSROADS FINANCIAL; CRNA FINANCIAL PLANNING; CRESTWOOD FINANCIAL PARTNERS; CRESTWELL FINANCIAL PARTNERS; COX WEALTH MANAGEMENT; COVENANT FINANCIAL STRATEGIES INC.; COTTON WEALTH MANAGEMENT ASSOCIATES, LLC; CORTBURG RETIREMENT PLANNING; CORTBURG RETIREMENT ADVISORS, INC.; CORRIDOR FINANCIAL PLANNER; CORNERSTONE FINANCIAL; CORETEGIC CAPITAL; COPPOLA WEALTH MANAGEMENT; COPIA WEALTH ADVISORS; CONNECTIONS FINANCIAL ADVISORS; CONNECTICUT CASUALTY WEALTH PARTNERS; COMPREHENSIVE WEALTH MANAGEMENT LLC; COMPREHENSIVE WEALTH MANAGEMENT INC; COMPREHENSIVE WEALTH MANAGEMENT GROUP; COMPREHENSIVE FINANCIAL PROFESSIONALS, INC.; COMPASS INVESTMENT ADVISORS LLC; COMPASS FINANCIAL GROUP, INC.; COMPASS CAPITAL MANAGEMENT; COMMONWEALTH PENSION MANAGEMENT, LLC; COMMONWEALTH INVESTMENT MANAGEMENT GROUP, LLC; COLTS NECK FINANCIAL; CODREA FINANCIAL SERVICES; CLINTON WEALTH MANAGEMENT LLC; CLIENT FIRST.FINANCIAL ADVICE; CLIENT FIRST FINANCIAL ADVICE; CLEARVIEW INVESTMENT PARTNERS; CLEARPOINT ADVISORS, LLC; CLEARPATH FINANCIAL PARTNERS; CLEAR SKIES FINANCIAL; CKW WEALTH ADVISORS, LLC; CISSNE WEALTH MANAGEMENT; CHOICEPOINT FINANCIAL LLC; CHOICE POINT ADVISORS, LLC; CHADWICK BAY FINANCIAL SERVICES; CE FINANCIAL; CBC FINANCIAL ADVISORS; CAVAN WEALTH MANAGEMENT, LLC; CARTER SHEVLIN FINANCIAL; CARR FINANCIAL GROUP; CARDINAL WEALTH PARTNERS; CARDINAL WEALTH GROUP; CAPWEALTH; CAPSTONE WEALTH MANAGEMENT, LLC; CAPRIOTTI & COMPANY; CAPITAL WEALTH COUNSEL; CAPITAL PLANNING WEALTH MANAGEMENT; CANOGA WEALTH MANAGEMENT, LLC; CAFOUREK FINANCIAL SERVICES; CAFOUREK AND ASSOC.; CADIA PRIVATE CLIENT; BYAS WEALTH MANAGEMENT; BUTLER FINANCIAL GROUP; BUTERA WEALTH MANAGEMENT LLC; BSF ADVISORS; BROOKWOOD ADVISORS; BROADWAY GRAHAM WEALTH PARTNERS; BRIGHTWORKS WEALTH MANAGEMENT; BRIGHTSIDE ADVISORS; BRIAN WETTLAUFER INVESTMENT MANAGEMENT INC; BRIAN WETTLAUFER INVESTMENT ADVICE; BRENTON STRANSKY WEALTH MANAGEMENT; BREAKWATER WEALTH MANAGEMENT; BRANDYWINE WEALTH MANAGEMENT; BOYER FINANCIAL GROUP; BOTKIN FAMILY WEALTH MANAGEMENT; BOOKMARK ASSET MANAGEMENT; BOOKMARK ADVISORS; BONNIE CAPITAL; BOHALL FINANCIAL GROUP; BLUE WATER FINANCIAL LLC; BLUE SPARROW GROUP; BLEAKLEY FINANCIAL GROUP; BLEAKLEY ADVISORY GROUP; BLEAKLEY WEALTH MANAGEMENT; BLEAKLEY WEALTH ADVISORS; BLACKSTONE VALLEY WEALTH MANAGEMENT, LLC; BLACK DIAMOND FINANCIAL GROUP, LLC; BINGHAMTON FINANCIAL GROUP; BIG TREE INVESTMENT GROUP; BG WEALTH MANAGEMENT; BERKSHIRE RETIREMENT STRATEGIES; BECKER FINANCIAL ADVISORS; BECK BODE WEALTH MANAGEMENT; BEASLEY WEALTH MANAGEMENT; BD & ASSOCIATES; BCG FINANCIAL SERVICES LTD; BAYVIEW FINANCIAL GROUP; BATTAGLINI & CO., PC; BARBER FINANCIAL MANAGEMENT, LLC; BALLAST FINANCIAL, LLC; BADGER FINANCIAL GROUP; B. JOHNSON & ASSOC., LTD.; AWA INVESTMENT ADVISORS; AUDENT GLOBAL ASSET MANAGEMENT; AUDENT FAMILY WEALTH ADVISORS LLC; ATTLEBORO WEALTH MANAGEMENT; ATLAS WEALTH STRATEGIES; ATLANTIC WEALTH LLC; ASCENT WEALTH MANAGEMENT; ARTEMIS WEALTH ADVISORS; ARONOV WEALTH MANAGEMENT; ARISTON ADVISORY GROUP, LLC; ARETI FINANCIAL, INC; ARCURI ASSOCIATES WEALTH MANAGEMENT; ARCURI & ASSOCIATES; APEX FINANCIAL PLANNING; APD WEALTH MANAGEMENT, LLC; ANTOINE WILLIAMS & ASSOCIATES FINANCIAL SERVICES; ANGELO & ASSOCIATES FINANCIAL PLANNING GROUP; ANDERSON SCHWARZ FINANCIAL LTD; ANDERSON FINANCIAL LTD; ANCHOR FINANCIAL ASSOCIATES, LLC; AMERICAN FINANCIAL MANAGEMENT GROUP; ALPERT FINANCIAL; ALNA FINANCIAL GROUP LLC; ALMANZA WEALTH MANAGEMENT; ALLEGIANCE FINANCIAL GROUP; ALBANY FINANCIAL GROUP; AK FINANCIAL GROUP; AGING ISSUES MANAGEMENT; AGING ISSUES INFO; ADVANTAGE INVESTMENT ADVISORS; ADVANTAGE FINANCIAL GROUP; ADVANCED WEALTH ADVISORY, LLC; ACUMEN WEALTH ADVISORS; ABM FINANCIAL LLC; ABILITY WEALTH GROUP, LLC; A&C MANAGEMENT GROUP; 54 FINANCIAL GROUP; 435 FINANCIAL; 20/20 FINANCIAL...

IA scope

ACTIVE

SEC IA file

801-72060

Branches

931

Disclosure events

YES

HQ

MORRISTOWN, NJ, 07960, United States

Run KYC screen

Check PRIVATE ADVISOR GROUP, LLC across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗