OSAIC ADVISORY SERVICES, LLC ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 171070
- Firm name
- OSAIC ADVISORY SERVICES, LLC
- Other names / DBAs
- 2020 WEALTH MANAGEMENT GROUP; PRESTIGE WEALTH MANAGEMENT; PLATINUM BRIDGE WEALTH STRATEGIES; PLACE FINANCIAL ADVISORS; PINNACLE ASCENT WEALTH MANAGEMENT; PILLAR FINANCIAL ADVISORS; PIERSON FINANCIAL GROUP; PICACHO FINANCIAL CONSULTING; PFS CAPITAL MANAGEMENT, LLC; PFS CAPITAL MANAGEMENT; PEAK WEALTH MANAGEMENT, LLC; PEAK WEALTH MANAGEMENT; PARSONS INVESTMENTS; PAPA WEALTH MANAGEMENT LLC; PAPA WEALTH MANAGEMENT; PADDEN FINANCIAL SERVICES; OSAIC ADVISORY SERVICES, LLC; OSAIC ADVISORS; ONMARK ASSET MANAGEMENT; OCEAN CREST; NW INVESTMENT AND RETIREMENT GROUP; NORTHWEST INVESTMENT & RETIREMENT GROUP; NORTHWEST CAPITAL; NORTHSTAR WEALTH MANAGEMENT; NORTHSTAR ADVISORY GROUP; NORTHRIVER FINANCIAL GROUP, LLC; NORTH SHORE WEALTH MANAGEMENT ADVISORS; NIEMI FINANCIAL SERVICES; MORGAN CAPITAL SOLUTIONS, LLC; MOORE WEALTH MANAGEMENT; MOONEY LYONS FINANCIAL ADVISORS; MICHIGAN 401K CONSULTANTS; MFR; MCM INVESTOR SERVICES; MC2 WEALTH SOLUTIONS, LLC; LIFE WELL LIVED FINANCIAL GROUP; LIFE WELL LIVED; LEVEQUE FINANCIAL SERVICES; LEGACY WEALTH MANAGEMENT; LEGACY CAPITAL MANAGEMENT; LEGACY ADVISORY GROUP; LEA FINANCIAL GROUP; LARSON FINANCIAL SERVICES; LAKEVIEW ASSET MANAGEMENT, LLC; LAKEVIEW ASSET MANAGEMENT; KRONOS WEALTH MANAGEMENT; KONTY FINANCIAL SERVICES; KOLEY FINANCIAL / LEGAL; KERINS HENDRICKSON WEALTH MANAGEMENT; KARS WEALTH MANAGEMENT; KARL J. KORADE, CPA CDFA; KAMPSTRA WEALTH MANAGEMENT; JUSTABOUT WEALTH MANAGEMENT LLC; JUSTABOUT WEALTH; JOTKOFF FINANCIAL SERVICES, INC; JOBIN FINANCIAL, INC.; JOBIN FINANCIAL; IRONWOOD FAMILY WEALTH ADVISORS; IRONSIGHT WEALTH MANAGEMENT LLC.; INVESTMENT DESIGNERS, INC. (BROOKFIELD); INVESTMENT DESIGNERS, INC.; INDICON, INC.; INDICON, INC; INCOMEMAX, LLC; HIGHLAND CAPITAL BROKERAGE; HERSHEY WEALTH ADVISORS; HERMANN FINANCIAL SERVICES, INC.; HERMANN FINANCIAL SERVICES, INC; HERMANN FINANCIAL; HERITAGE PRIVATE WEALTH MANAGEMENT; HEAD INVESTMENT PARTNERS; HAMMERSTROM WEALTH MANAGEMENT; HACHEY WEALTH MANAGEMENT; HACHEY WEALTH MANAGEMEN; GUGGER ASSET MANAGEMENT; GREEN VALLEY FINANCIAL; GOTTIER INVESTMENTS; GLEASON FINANCIAL GROUP; GL CAPITAL; GEORGE W. HOOK III FINANCIAL SERVICES; GENEVA WEALTH MANAGEMENT; GAULDEN & ASSOCIATES; GALBRAITH FINANCIAL; G&P FINANCIAL; FULL CIRCLE WEALTH MANAGEMENT; FRIERSON CAPITAL MANAGEMENT; FREEDOM POINT FINANCIAL; FORTRESS WEALTH ADVISORS; FIRST CHOICE FINANCIAL; FINEST FINANCIAL GROUP; FINANCIAL SOLUTIONS; FINANCIA ADVISORS; FIDUCIARY FINANCIAL SERVICES; FIDUCIARY FINANCIAL SERVICE; EMPOWER WEALTH MANAGEMENT; EMICO ADVISORY SERVICES; EMERALD CITY FIDUCIARY GROUP; EM FINANCIAL; ECHELON GROUP; EAST COAST ADVISORY; DUO WEALTH ADVISORS, LLC; DUO WEALTH; DUNHAM & DEITEL WEALTH MANAGEMENT; DIAMOND FINANCIAL PARTNERS; DELTA FINANCIAL GROUP (DFG); DELMARVA FINANCIAL GROUP; DARWISH FINANCIAL; DANIELS FINANCIAL SERVICES; CVACH FINANCIAL SERVICES; CTM WEALTH ADVISORS; CTM FINANCIAL GROUP, LLC; CREATIVE FINANCIAL PARTNERS; CLEARVIEW FINANCIAL, LLC; CLARITY FINANCIAL ADVISORS; CLARITY CAPITAL MANAGEMENT; CITY FIDUCIARY GROUP; CHITWOOD WEALTH MANAGEMENT; CHESTNUT FINANCIAL GROUP LLC; CHESTNUT FINANCIAL GROUP; CAPITAL & BUSINESS PLANNING; CANTRILL FINANCIAL GROUP LLC; CADENT WEALTH MANAGEMENT; CA FINANCIAL SERVICES; BRUCO INVESTMENT GROUP; BRODE FINANCIAL GROUP; BRIGGS FINANCIAL SERVICES; BRAND & COMPANY 401(K) ADVISORS AND PRIVATE WEALTH MANAGEMENT; BRAND & CO. 401(K) ADVISORS; BOKEH FINANCIAL, LLC; BLUEGRASS LEGACY GROUP; BLUE WATERS WEALTH ADVISORS; BLOOMFIELD HILLS ADVISORY; BLAKE GALLION, CFP; BLACK STONE PARTNERS, LLC; BEACON FINANCIAL GROUP; BEACON BALANCED WEALTH; BASECAMP INVESTMENTS; BARONS FINANCIAL STRATEGIES INC.; BAIKIE AND ALCANTARA; ASCENT FINANCIAL GROUP; ARMSTRONG FINANCIAL PARTNERS; ARM WEALTH MANAGEMENT; ARGENT BRIDGE ADVISORS; ARBOR GROUP ADVISORS; ANNA C. WINSLOW, CPA; AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.; ALERA GROUP; AILERON WEALTH MANAGEMENT; AIELLO WEALTH MANAGEMENT; AEON WEALTH MANAGEMENT; ADVICEPOINT, LLC; A. GAINES FINANCIAL; 76 WEALTH ADVISORY...
- IA scope
- ACTIVE
- SEC IA file
- 801-80075
- Branches
- 371
- Disclosure events
- YES
- HQ
- ATLANTA, GA, 30339, United States
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