WORLD INVESTMENT ADVISORS, LLC — FINRA BrokerCheck

WORLD INVESTMENT ADVISORS, LLC ⚠ Disclosure events ACTIVE IA

FINRA firm 208512 · LINCROFT, NJ · view on BrokerCheck ↗

⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID

208512

Firm name

WORLD INVESTMENT ADVISORS, LLC

Other names / DBAs

AIAS RETIREMENT; THE HOGAN FINANCIAL GROUP; THE HAMILTON GROUP; THE CERATO GROUP; TFT FINANCIAL & ESTATE SERVICES; TFS WEALTH MANAGEMENT; TCG WEALTH MANAGEMENT, THE CERATO GROUP; TCG WEALTH MANAGEMENT; T(K)G PENSIONMARK; SYNERGY FINANCIAL SERVICES; SWM PRIVATE CLIENT ADVISORS; SWM ADVISORS; SUNRISE FINANCIAL PLANNING; STRATEGIC ASSET MANAGEMENT; SOURJOHN-KIM RETIREMENT SOLUTIONS; SMITH & SMITH PUBLIC ACCOUNTANTS, LLC; SHEPARD & WALTON EMPLOYEE BENEFITS; SEVENHILLS PARTNERS, INC.; SEVENHILLS BENEFIT PARTNERS; SEVEN HILLS, A PENSIONMARK RETIREMENT FIRM; SEQUOIA CONSULTING GROUP; SCHULER ASSOCIATES; SALVATORE CERAVOLO CPA; RSW FINANCIAL CONSULTING; ROGERS FINANCIAL GROUP, INC.; RETIRE COASTAL CAROLINA; REDWOOD FINANCIAL, LLC; REDSTONE ADVISORS, LLC; REBORN FINANCIAL SERVICES; RAVANI RETIREMENT & WEALTH SOLUTIONS; RAPKA & RAPKA CPA'S; QUANTUM FINANCIAL CONSULTANTS; PTG WEALTH ADVISORS; PTC & ASSOCIATES FINANCIAL SERVICES; PROFESSIONAL FINANCIAL SERVICES, LTD; POTOMAC FINANCIAL SERVICES; POINT VANTAGE FINANCIAL SERVICES, LLC; PFG INVESTMENT ADVISORS; PENSIONMARK WEALTH MANAGEMENT; PENSIONMARK WEALTH ADVISORS; PENSIONMARK RETIREMENT GROUP; PENSIONMARK RETIREMENT ADVISORS; PENSIONMARK MERIDIEN; PENSIONMARK INVESTMENT ADVISORS; PENSIONMARK FINANCIAL GROUP, LLC; PENSIONMARK FINANCIAL ADVISORS; PENSION INSIGHT; PEGGY LOGAN, CPA; PATTERSON, TURNER & ASSOCIATES, LLC; ONPOINT WEALTH PARTNERS; NOVAWEALTH; NORMAN SCHNEIDER, CPA; NL FINANCIAL SERVICES; NEW LEVEL INVESTMENT STRATEGIES; NEW HORIZONS WEALTH MANAGEMENT, LLC; NEW ENGLAND WEALTH ADVISORS; NARDI & SHARMA LLC; NABTI FINANCIAL; MY PERSONAL FINANCIAL ADVISOR; MHK FINANCIAL; MERIDIEN PENSIONMARK; MERIDIEN FINANCIAL GROUP, INC.; MERIDIEN BENEFITS, INC.; MCAFEE WEALTH ADVISORY; MBI WEALTH MANAGEMENT; MBI INVESTMENT ADVISORS; MAX BUSSEL & CO. FINANCIAL GROUP; MAS STRATEGIC WEALTH MANAGEMENT; MARGARET WIERZBICKI CPA, CFP; M EMPLOYEE BENEFITS; LOGAN & LOGAN, CPAS; LIBERTAS FINANCIAL GROUP; LEONARD ZIMMERMAN, CPA; LACHOWICZ & COMPANY, LLC; L.R. WEBBER ASSOCIATES, INC.; KOLINSKY WEALTH MANAGEMENT, LLC; KAINOS PARTNERS, A PENSIONMARK RETIREMENT FIRM; KAINOS PARTNERS; JWR FINANCIAL SERVICES; INTEGRITY TAX AND FINANCIAL; HWM; HORIZON 2K FINANCIAL PLANNING; HOOVER & RUTHER FINANCIAL SERVICES; HOLTMAN FINANCIAL SERVICES, INC.; HICKOK & BOARDMAN RETIREMENT SOLUTIONS; HEALEY & ASSOCIATES, INC.; HCI FINANCIAL SERVICES, LLC; HAWAII WESTERN INVESTMENT SERVICES; HARMONY POINT WEALTH ADVISORS; GPS FINANCIAL MANAGEMENT INCORPORATED; GANDOLFI FINANCIAL SERVICES; FREEMAN & VANNAUKER; FRANKLIN WEALTH SERVICES; FPN STRATEGIC WEALTH MANAGEMENT, INC.; FINANCIAL SOLUTIONS, LLC; FINANCIAL SOLUTIONS; FINANCIAL POTENTIAL WEALTH MANAGEMENT; FINANCIAL PLANNING CONCEPTS OF AMERICA (FPCA), INC; FINANCIAL PLANNING CONCEPTS OF AMERICA; FINANCIAL INDEPENDENCE ADVISORS; FINANCIAL DESIGN & MANAGEMENT, INC.; FIDUCIARY WEALTH MANAGEMENT; FIDUCIARY RETIREMENT ADVISORY GROUP, LLC; FFP WEALTH MANAGEMENT; EXPERIENTIAL WEALTH; EPIC LIFE WEALTH MANAGEMENT; ENDEAVOR RISK ADVISORS; ED HULSE FINANCIAL CONSULTING; ECM GROUP, LLC; DCS PENSIONMARK RETIREMENT GROUP; CREATIVE FINANCIAL MANAGEMENT; COTA STREET INVESTMENT MANAGEMENT; COTA STREET ASSET MANAGEMENT; COTA ST. INVESTMENT MANAGEMENT; COMPASS CORPORATE RETIREMENT SOLUTIONS; CLOUDBREAK FINANCIAL; CLEARVIEW 401(K) CONSULTANTS; CHAITANYA S. PATEL INC; CASAZZA AND UR CPAS; CAMPANILE & ASSOCIATES; CAMPANIA WEALTH MANAGEMENT; CALIFORNIA CORPORATE RETIREMENT SERVICES; CALIFORNIA CORPORATE BENEFITS INSURANCE SERVICES; BRIAMONTE WEALTH MANAGEMENT; BOSTON HARBOR WEALTH ADVISORS, LLC; BIPIN PATEL FINANCIAL SERVICES; BERRY, VERDUIN & KOCH LLC; BENEFITMARK; BD FINANCIAL SERVICES; AXIOS ADVISORY GROUP, LTD.; ASSUREDPARTNERS NORTHEAST; ASSUREDPARTNERS; ASSURED PARTNERS COLORADO; ASSURE FINANCIAL SERVICES; ASSET STRATEGY PENSIONMARK; ASSET STRATEGY CONSULTANTS, LLC; ASSET STRATEGY ADVISORS; ASHKA & ASSOCIATES; ASCENSION; ARK FINANCIAL SOLUTIONS, LLC; AJ FUTURE FINANCIAL PLANNERS, INC....

IA scope

ACTIVE

SEC IA file

801-96193

Branches

458

Disclosure events

YES

LINCROFT, NJ, 07738, United States

WORLD INVESTMENT ADVISORS, LLC ⚠ Disclosure events ACTIVE IA

Key facts

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