SMC GLOBAL USA INC. ⚠ Disclosure events INACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 226666
- Firm name
- SMC GLOBAL USA INC.
- Other names / DBAs
- SMC GLOBAL USA INC.
- IA scope
- INACTIVE
- SEC IA file
- 801-107145
- Branches
- 0
- Disclosure events
- YES
- HQ
- NEW YORK, NY, 10105, United States
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