UNITED ADVISOR GROUP ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 324205
- Firm name
- UNITED ADVISOR GROUP
- Other names / DBAs
- ASCENSION FINANCIAL PARTNERS; WEALTH SYNC PARTNERS; WEALTH BY DESIGN; VERTICAL WEALTH PLANNING; UNITED ADVISOR GROUP, LLC; UNITED ADVISOR GROUP; TREVINO FINANCIAL GROUP; TASIK FINANCIAL STRATEGIES; SUNSET WEALTH MANAGEMENT; STRATEGIC FINANCIAL; SORENSEN FINANCIAL; RJ BEUCLER FINANCIAL; RIGHTSELL & COMPANY; PQX PLANNING & WEALTH MANAGEMENT; PLUM CREEK WEALTH ADVISORS; ORCUTT COMPANIES; MUSTARD MONEY, LLC; MURPHY FINANCIAL GROUP; MODERN WEALTH METHODS; MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH; MIAMI VALLEY FINANCIAL PARTNERS; LEGACY WEALTH MANAGEMENT, INC.; LEGACY WEALTH MANAGEMENT; KO-ADVISORS; JOSEPH WEALTH FINANCIAL SERVICES; IRONSIDE STRATEGIES; INSIGHT WEALTH MANAGEMENT; FTACEK FINANCIAL SERVICES; FRONTLINE WEALTH CARE; FLAT IRON WEALTH MANAGEMENT; DESERT GROVE INVESTMENTS; CONFIDENCE FINANCIAL; COLLIER WEALTH & CO; CAPITAL T PARTNERS; BOVE CONNOLLY TAYLOR FINANCIAL GROUP; BHT WEALTH MANAGEMENT; BENEFIT FINANCIAL SERVICES
- IA scope
- ACTIVE
- SEC IA file
- 801-127090
- Branches
- 50
- Disclosure events
- YES
- HQ
- CINCINNATI, OH, 45242, United States
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