HAUSSMANN 1864 CAPITAL MANAGEMENT LLC ⚠ Disclosure events ACTIVE IA

FINRA firm 332278 · NEW YORK, NY · view on BrokerCheck ↗

⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID: 332278
Firm name: HAUSSMANN 1864 CAPITAL MANAGEMENT LLC
Other names / DBAs: HAUSSMANN 1864 CAPITAL MANAGEMENT LLC; HAUSSMANN1864 CAPITAL MANAGEMENT, LLC
IA scope: ACTIVE
SEC IA file: 801-131129
Branches: 1
Disclosure events: YES
HQ: NEW YORK, NY, 10167, United States

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