MUTUALS.COM, INC. ⚠ Disclosure events
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 36525
- Firm name
- MUTUALS.COM, INC.
- Other names / DBAs
- 1-800 MUTUALS, INC.; MUTUALS.COM, INC.; 1-800-MUTUALS, INC.
- IA scope
- —
- SEC BD file
- 8-47296
- Branches
- 0
- Disclosure events
- YES
Run KYC screen
Check MUTUALS.COM, INC. across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗