FSIC ⚠ Disclosure events INACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 37813
- Firm name
- FSIC
- Other names / DBAs
- AFG FINANCIAL; STREETER MOORE AND STIPE; STONEBRIDGE CAPITAL MANAGEMENT; SECURITIES, INC; SCS SYSTEMS; ROBERT W. SCHWARZ; PROFESSIONAL BENEFIT SERVICES, INC.; PLANNING RESOURCES CORPORATION - A FINANCIAL SERVICES COMPANY; O'CONNELL & ATAROD; LEMME INVESTMENT GROUP; KIRKLAND FINANCIAL ADVISORS; HARBOR FINANCIAL ADVISORS; GREG MEINHARDT; GEORGE W. HOOK III FINANCIAL; FSIC - MATRIX WEALTH MANAGEMENT; FSIC; FINANCIAL SERVICES INTERNATIONAL CORP.; EJS WEALTH MANAGEMENT; EDWIN LANE; CHRYSLER ASSET MANAGEMENT, LLC; CANDY J LEE FINANCIAL PLANNING & MONEY MGMT; BRAD WEBER; BENICO LTD; ASSURED CONCEPT GROUP
- IA scope
- INACTIVE
- SEC IA file
- 801-64354
- SEC BD file
- 8-48032
- Branches
- 0
- Disclosure events
- YES
- HQ
- BOCA RATON, FL, 33431, United States
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