1ST DISCOUNT BROKERAGE, INC. ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 39164
- Firm name
- 1ST DISCOUNT BROKERAGE, INC.
- Other names / DBAs
- 1DB ASSET MANAGEMENT; 1ST DISCOUNT BROKERAGE, INC.
- IA scope
- ACTIVE
- SEC IA file
- 801-132978
- SEC BD file
- 8-48557
- Branches
- 10
- Disclosure events
- YES
- HQ
- LAKE WORTH, FL, 33467, United States
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