INVESCO DISTRIBUTORS, INC. ⚠ Disclosure events

FINRA firm 7369 · view on BrokerCheck ↗
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID
7369
Firm name
INVESCO DISTRIBUTORS, INC.
Other names / DBAs
A I M DISTRIBUTORS, INC.; INVESCO DISTRIBUTORS, INC.; INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08); INVESCO AIM DISTRIBUTORS, INC.; A.I.M. DISTRIBUTORS, INC.; A I M DISTRIBUTORS, INC.
IA scope
—
SEC BD file
8-21323
Branches
34
Disclosure events
YES

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