COMMONWEALTH FINANCIAL NETWORK ⚠ Disclosure events ACTIVE IA

FINRA firm 8032 · WALTHAM, MA · view on BrokerCheck ↗
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID
8032
Firm name
COMMONWEALTH FINANCIAL NETWORK
Other names / DBAs
2250 FINANCIAL SERVICES INC; BOTHFELD FINANCIAL PARTNERS; BOSTONPREMIER WEALTH, LLC; BOSTONNORTH FINANCIAL SERVICES, INC.; BOSTON WEALTH STRATEGIES; BONEBRAKE FINANCIAL PLANNING & WEALTH MANAGEMENT; BLUEPRINT WEALTH ADVISORS, LLC; BLUEPRINT WEALTH ADVISORS; BLUEGRASS LEGACY GROUP; BLUE RIVER GROUP, LLC; BLUE HILLS WEALTH MANAGEMENT; BLUE HAVEN STRATEGIC FINANCIAL GROUP; BLASER INVESTMENT MANAGEMENT GROUP INC.; BLAKELY FINANCIAL; BLACK POINT WEALTH MANAGEMENT; BLACK DIAMOND CUSTOM WEALTH MANAGEMENT; BISHOP FINANCIAL; BISDORF PALMER, LLC; BIFFEN WEALTH MANAGEMENT; BIESTEK WEALTH MANAGEMENT, LLC; BIENVENU WEALTH MANAGEMENT; BIANCHI WEALTH MANAGEMENT; BEVAN WEALTH MANAGEMENT; BESTGEN WEALTH MANAGEMENT, LLC; BEST TIMES FINANCIAL; BERTHOLD CAPITAL, LLC; BERKSHIREBANC INVESTMENT SERVICES; BERKS FINANCIAL; BENZ FINANCIAL SERVICES, INC.; BENZ FINANCIAL GROUP; BENJAMIN AND COMPANY; BENJAMIN & COMPANY, LLC; BENISON FINANCIAL SERVICES; BENETAS WEALTH; BENCHMARK INVESTMENTS & INSURANCE; BELOIN INVESTMENT GROUP; BELL RETIREMENT STRATEGIES; BELL FINANCIAL; BEEBE FINANCIAL SERVICES; BEACON INVESTMENT MANAGEMENT; BEACON FINANCIAL PLANNING SERVICES, LLC; BDS FINANCIAL SERVICES; BDS FINANCIAL NETWORK; BAY HARBOR PRIVATE WEALTH GROUP; BARTHOLOMEW & COMPANY, INC.; BARSTOW AND COMPANY, LLC; BARRON WEALTH STRATEGIES; BANYAN FINANCIAL SERVICES; BANNON & COMPANY, LLC; BANKRI INVESTMENT SERVICES; BANK RHODE ISLAND INVESTMENT SERVICES; BANK OF PRAIRIE DU SAC; BALLAST WEALTH PARTNERS; BALL FINANCIAL SERVICES COMPANY; BAILEY & BEATTY FINANCIAL SERVICES, LLC; BACKNINE ADVISORS, LLC; BACK COVE FINANCIAL; AZIMUTH WEALTH MANAGEMENT, INC; AZCA FINANCIAL GROUP, LLC; AXIAL FINANCIAL GROUP; AXIAL BENEFITS GROUP; AVERY AND POPE WEALTH MANAGEMENT; AVENOR WEALTH; AVANT-GARDE WEALTH PARTNERS; AUSTIN FINANCIAL MANAGEMENT, INC.; AUGUSTINE FINANCIAL, LLC; AUCOIN WEALTH MANAGEMENT; ATTICUS WEALTH MANAGEMENT; ATLANTIC WEALTH STRATEGIES, LLC; ATLANTIC WEALTH MANAGEMENT, LLC; ATLANTIC WEALTH ADVISORS, LLC; ASTLE INVESTMENT MANAGEMENT; ASSET ADVISORY SERVICES, INC.; ASSAY WEALTH PARTNERS, LLC; ASHWOOD ADVISORS, LLC; ASHOKAN WEALTH MANAGEMENT; ASCENTRA WEALTH MANAGEMENT, LLC; ASCEND WEALTH MANAGEMENT; ASCEND FINANCIAL GROUP; ARTISAN FINANCIAL GROUP; ARTHA WEALTH ADVISORS; ARQ FINANCIAL GROUP; ARKHITEKTON FINANCIAL GROUP; ARBOR FINANCIAL SERVICES; APT ASSET MANAGEMENT, LLC; APPOLITO AND ASSOCIATES WEALTH & RETIREMENT PLANNING; APOGEE WEALTH ADVISORS LLC; APEX WEALTH ADVISORS; APEL ASSOCIATES; AP FINANCIAL; ANTONE MERCURIO LLC; ANTON LEMIEUX FINANCIAL GROUP; ANLON FINANCIAL STRATEGIES; ANGELO PLANNING GROUP; ANDREW HOFF AGENCY; ANDRA WEALTH MANAGEMENT; ANDERSON WEALTH MANAGEMENT; AMS FINANCIAL GROUP; AMIDON & PETERSEN FINANCIALS; AMES FINANCIAL SERVICES; AMERICAN NATIONAL WEALTH MANAGEMENT; ALTARA WEALTH; ALMA WEALTH; ALLISON FINANCIAL GROUP, INC.; ALLIANCE PRIVATE WEALTH LLC; ALLIANCE FINANCIAL PLANNING; ALLFLUENT WEALTH MANAGEMENT LLC; ALLEN WEALTH MANAGEMENT; ALLEN INSURANCE AND FINANCIAL; ALLEN FINANCIAL GROUP; ALLEGIANT WEALTH STRATEGIES; ALLEGIANT WEALTH MANAGEMENT GROUP; ALIGN WEALTH STRATEGIES; ALIGN RETIREMENT PLAN ADVISORS; ALFSTAD CAPITAL, LLC; AIKEN FINANCIAL PLANNING, LLC; AGENCY WEALTH PARTNERS; AGENCY WEALTH PARTNER; AFFLUERE FINANCIAL SERVICES; AFFINITY WEALTH SOLUTIONS; AFFINITY ASSET MANAGEMENT; AERAN ASSET MANAGEMENT; AEGIS CONSULTING; ADVISORY GROUP WEST; ADVANTIS WEALTH PARTNERS; ADVANCED WEALTH MANAGEMENT; ADVANCED GROUP FINANCIAL SERVICES; ADVANCED FINANCIAL GROUP; ADVANCED CORPORATE SOLUTIONS LTD; ADDESSI FINANCIAL PARTNERS; ADAMS & ASSOCIATES; ACS ADVISORY LLC; ACRE EQUITY ADVISORS; ACORN FINANCIAL; AC FINANCIAL PARTNERS; A BETTER FINANCIAL GROUP, INC.; A BETTER FINANCIAL GROUP, INC; 7G WEALTH MANAGEMENT; 7 STREETS FINANCIAL LLC; 7 GRAINS PLANNING & INVESTMENTS; 4TH QUARTER WEALTH MANAGEMENT; 4RIVERS WEALTH MANAGEMENT; 44 NORTH FINANCIAL PARTNERS; 401K TEAM; 401K PLAN CONSULTANTS, LLC; 3RIVERS FINANCIAL; 307 FINANCIAL SERVICES, LLC...
IA scope
ACTIVE
SEC IA file
801-41541
SEC BD file
8-24040
Branches
2443
Disclosure events
YES
HQ
WALTHAM, MA, 02451-1200, United States

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