Every SEC-registered investment adviser (RIA) and Exempt Reporting Adviser (ERA) from the monthly Form ADV firm roster — 23,427 firms (16,876 RIA + 6,551 ERA). Per firm: CRD number, SEC file number, CIK (when an EDGAR filer), legal + business name, main office, regulatory assets under management (discretionary / non-discretionary / total), number of accounts, employees + investment-adviser representatives, private funds managed, custody arrangements (incl. the related-person-custody exam red flag), and Form ADV Item 11 disciplinary disclosures collapsed to firm-level flags + counts (criminal / regulatory / civil — NO individual names). ~2,291 advisers report at least one disclosure. Joins finra_firms by CRD and entity_master/sec_companies by CIK. Powers /adviser/{crd} canonical pages + /api/v1/advisers/{search,flagged,list}. FTS5 name search. Refreshed monthly. Commercial vendors charge $25k-$100k/yr for parsed Form ADV.
The listed URL identifies a referenced source; it does not by itself document the ingestion endpoint. Referenced source URL: https://adviserinfo.sec.gov/. Source-specific terms apply. US federal employee-authored works are generally public domain under 17 USC 105; non-federal and third-party material retains source terms. Free or keyless access does not alter source terms. Metadata and normalization authored by MORVS (AI Analytics LLC) are CC0 only where expressly stated.