Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33719L106
Over the rolling 12-month window, securities of FIRST TR EXC-TRD FD II NASDAQ failed to deliver in the NSCC's Continuous Net Settlement system on 106 settlement days, totaling 15,656 fail shares and peaking at 777 shares on 2025-07-07. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 39 | $23.29 |
| 2026-10-13 | 47 | $23.39 |
| 2026-10-09 | 13 | $22.84 |
| 2026-10-08 | 213 | $22.93 |
| 2026-10-07 | 706 | $23.16 |
| 2026-10-06 | 1,328 | $24.24 |
| 2026-10-05 | 2,404 | $23.35 |
| 2026-10-02 | 831 | $23.24 |
| 2026-10-01 | 144,831 | $23.75 |
| 2026-09-30 | 567 | $23.66 |
| 2026-09-29 | 756 | $23.66 |
| 2026-09-28 | 809 | $23.65 |
| 2026-09-22 | 119 | $22.94 |
| 2026-09-21 | 153 | $22.79 |
| 2026-09-18 | 91 | $22.88 |
| 2026-09-15 | 351 | $21.90 |
| 2026-09-14 | 410 | $21.35 |
| 2026-09-11 | 43 | $21.17 |
| 2026-09-10 | 364 | $21.33 |
| 2026-09-09 | 335 | $21.51 |
| 2026-09-08 | 20 | $21.92 |
| 2026-09-04 | 192 | $22.15 |
| 2026-09-03 | 300 | $21.98 |
| 2026-09-02 | 58 | $21.79 |
| 2026-09-01 | 173 | $22.10 |
| 2026-08-31 | 7,634 | $22.05 |
| 2026-08-28 | 1,263 | $22.43 |
| 2026-08-27 | 30 | $22.06 |
| 2026-08-25 | 280 | $21.96 |
| 2026-08-24 | 251 | $22.32 |
| 2026-08-21 | 249 | $21.90 |
| 2026-08-13 | 141 | $21.14 |
| 2026-08-12 | 79 | $21.10 |
| 2026-08-10 | 2 | $20.64 |
| 2026-08-07 | 73 | $19.78 |
| 2026-08-06 | 70 | $20.12 |
| 2026-08-05 | 76 | $20.19 |
| 2026-07-22 | 1,451 | $19.13 |
| 2026-07-21 | 1,808 | $19.06 |
| 2026-07-16 | 2,459 | $19.66 |
| 2026-07-15 | 2,649 | $19.48 |
| 2026-07-14 | 1 | $19.70 |
| 2026-07-13 | 1 | $19.58 |
| 2026-07-10 | 100 | $19.82 |
| 2026-07-08 | 190 | $19.88 |
| 2026-07-07 | 190 | $20.08 |
| 2026-07-06 | 180 | $19.85 |
| 2026-06-30 | 3 | $19.03 |
| 2026-06-29 | 14 | $18.90 |
| 2026-06-26 | 12 | $18.42 |
| 2026-06-24 | 86 | $17.60 |
| 2026-06-23 | 368 | $17.35 |
| 2026-06-22 | 113 | $17.68 |
| 2026-06-15 | 106 | $17.50 |
| 2026-06-12 | 106 | $17.65 |
| 2026-06-11 | 104 | $17.48 |
| 2026-06-10 | 1 | $17.77 |
| 2026-05-22 | 47 | $16.65 |
| 2026-05-21 | 45 | $16.67 |
| 2026-05-13 | 4 | $16.30 |
| 2026-05-12 | 4 | $16.11 |
| 2026-05-11 | 4 | $16.43 |
| 2026-05-04 | 366 | $16.59 |
| 2026-05-01 | 541 | $16.39 |
| 2026-04-30 | 545 | $15.97 |
| 2026-04-28 | 2 | $16.81 |
| 2026-04-20 | 12 | $17.31 |
| 2026-04-17 | 12 | $16.86 |
| 2026-04-16 | 7 | $17.07 |
| 2026-04-14 | 3 | $16.43 |
| 2026-04-13 | 3 | $15.92 |
| 2026-03-20 | 1 | $16.86 |
| 2026-03-19 | 1 | $16.74 |
| 2026-03-18 | 1 | $16.96 |
| 2026-03-17 | 66 | $16.70 |
| 2026-03-16 | 79 | $16.43 |
| 2026-03-13 | 179 | $16.47 |
| 2026-03-10 | 23 | $17.48 |
| 2026-03-09 | 22 | $17.26 |
| 2026-02-27 | 32 | $18.06 |
| 2026-02-26 | 36 | $17.70 |
| 2026-02-20 | 1 | $17.86 |
| 2026-02-19 | 1 | $17.95 |
| 2026-02-12 | 5 | $17.75 |
| 2026-02-03 | 5 | $18.91 |
| 2026-02-02 | 157 | $18.97 |
| 2026-01-28 | 1 | $19.49 |
| 2026-01-27 | 15 | $19.64 |
| 2026-01-23 | 203 | $19.82 |
| 2026-01-22 | 265 | $19.74 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33719L106 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.