Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33733E401
Over the rolling 12-month window, securities of FIRST TR NASDAQ -100 EX-TECHNO failed to deliver in the NSCC's Continuous Net Settlement system on 55 settlement days, totaling 737,710 fail shares and peaking at 652,305 shares on 2025-11-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-07-16 | 99 | $98.61 |
| 2026-07-10 | 799 | $98.82 |
| 2026-07-02 | 94 | $98.49 |
| 2026-06-30 | 153 | $98.19 |
| 2026-06-22 | 159 | $96.82 |
| 2026-05-18 | 174 | $96.52 |
| 2026-03-26 | 1 | $97.81 |
| 2026-02-13 | 78 | $99.81 |
| 2026-02-12 | 78 | $101.17 |
| 2026-02-11 | 68 | $100.76 |
| 2026-02-10 | 68 | $100.58 |
| 2026-01-27 | 9,031 | $101.50 |
| 2026-01-26 | 7,492 | $101.03 |
| 2026-01-16 | 908 | $100.73 |
| 2025-12-18 | 16,269 | $99.19 |
| 2025-12-16 | 3,115 | $99.84 |
| 2025-12-09 | 2,683 | $99.03 |
| 2025-12-08 | 249 | $100.04 |
| 2025-11-24 | 2 | $97.65 |
| 2025-11-17 | 170 | $97.58 |
| 2025-11-14 | 652,305 | $97.92 |
| 2025-10-30 | 10 | $98.39 |
| 2025-10-20 | 212 | $98.28 |
| 2025-10-17 | 236 | $97.40 |
| 2025-10-10 | 229 | $98.95 |
| 2025-10-09 | 444 | $99.44 |
| 2025-10-08 | 310 | $99.28 |
| 2025-10-07 | 175 | $99.41 |
| 2025-09-26 | 5 | $97.30 |
| 2025-09-25 | 76 | $98.21 |
| 2025-09-24 | 136 | $98.37 |
| 2025-09-23 | 287 | $98.36 |
| 2025-09-19 | 56 | $98.26 |
| 2025-09-18 | 89 | $98.18 |
| 2025-09-17 | 876 | $98.00 |
| 2025-09-16 | 1,265 | $98.19 |
| 2025-09-15 | 1,569 | $98.27 |
| 2025-09-12 | 1,157 | $98.45 |
| 2025-09-09 | 46 | $97.68 |
| 2025-09-08 | 175 | $97.70 |
| 2025-08-22 | 1,227 | $98.61 |
| 2025-08-21 | 1,388 | $98.97 |
| 2025-08-18 | 2,855 | $98.94 |
| 2025-08-15 | 497 | $98.80 |
| 2025-08-05 | 96 | $99.18 |
| 2025-08-01 | 167 | $98.62 |
| 2025-07-11 | 158 | $99.52 |
| 2025-07-10 | 139 | $99.58 |
| 2025-07-07 | 2,210 | $99.94 |
| 2025-07-03 | 656 | $99.64 |
| 2025-06-26 | 227 | $97.14 |
| 2025-06-25 | 60 | $98.19 |
| 2025-06-23 | 44 | $96.60 |
| 2025-06-11 | 1,204 | $98.57 |
| 2025-06-10 | 115 | $98.13 |
| 2025-06-09 | 8,120 | $98.53 |
| 2025-06-06 | 9,123 | $98.06 |
| 2025-06-05 | 8,566 | $98.63 |
| 2025-06-03 | 768 | $98.18 |
| 2025-06-02 | 46 | $98.15 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33733E401 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.