Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33734X309
Over the rolling 12-month window, securities of FIRST TRUST ETF II FIRST TR S- failed to deliver in the NSCC's Continuous Net Settlement system on 104 settlement days, totaling 56,319 fail shares and peaking at 12,748 shares on 2025-11-13. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 1,346 | $105.43 |
| 2026-10-13 | 1,605 | $105.52 |
| 2026-10-09 | 595 | $107.31 |
| 2026-10-05 | 31 | $109.75 |
| 2026-10-02 | 11 | $107.91 |
| 2026-09-29 | 226 | $107.56 |
| 2026-09-28 | 145 | $109.60 |
| 2026-09-25 | 135 | $108.90 |
| 2026-09-14 | 123 | $107.33 |
| 2026-09-11 | 85 | $105.92 |
| 2026-09-10 | 3 | $107.56 |
| 2026-09-09 | 55 | $107.58 |
| 2026-08-31 | 7 | $105.76 |
| 2026-08-28 | 1,288 | $106.51 |
| 2026-08-24 | 3,455 | $106.73 |
| 2026-08-18 | 77 | $110.10 |
| 2026-08-13 | 346 | $108.00 |
| 2026-08-12 | 665 | $106.98 |
| 2026-08-11 | 1,663 | $107.11 |
| 2026-08-07 | 446 | $105.93 |
| 2026-08-06 | 1,517 | $106.41 |
| 2026-08-05 | 1,272 | $107.58 |
| 2026-08-04 | 14 | $103.45 |
| 2026-08-03 | 7 | $102.14 |
| 2026-07-27 | 627 | $101.36 |
| 2026-07-24 | 949 | $104.04 |
| 2026-07-23 | 1,443 | $106.55 |
| 2026-07-22 | 1,383 | $106.58 |
| 2026-07-21 | 1,242 | $103.08 |
| 2026-07-20 | 3,064 | $103.04 |
| 2026-07-15 | 7 | $109.46 |
| 2026-07-14 | 7 | $107.38 |
| 2026-07-10 | 17 | $111.26 |
| 2026-07-09 | 522 | $109.00 |
| 2026-07-08 | 703 | $108.61 |
| 2026-07-07 | 1,698 | $113.76 |
| 2026-06-24 | 291 | $113.67 |
| 2026-06-22 | 4 | $119.94 |
| 2026-06-18 | 110 | $115.41 |
| 2026-06-17 | 637 | $116.17 |
| 2026-06-16 | 878 | $120.46 |
| 2026-06-15 | 334 | $115.95 |
| 2026-06-12 | 30 | $113.98 |
| 2026-06-11 | 23 | $108.21 |
| 2026-06-10 | 47 | $111.53 |
| 2026-06-02 | 24 | $119.78 |
| 2026-05-22 | 280 | $112.59 |
| 2026-05-21 | 304 | $111.54 |
| 2026-05-20 | 304 | $108.08 |
| 2026-05-19 | 312 | $108.98 |
| 2026-05-18 | 32 | $111.00 |
| 2026-05-12 | 101 | $115.82 |
| 2026-05-11 | 220 | $113.64 |
| 2026-05-05 | 123 | $103.06 |
| 2026-04-30 | 5 | $100.18 |
| 2026-04-29 | 6 | $98.50 |
| 2026-04-28 | 86 | $100.16 |
| 2026-04-27 | 100 | $100.20 |
| 2026-04-23 | 185 | $97.04 |
| 2026-04-22 | 8 | $95.06 |
| 2026-04-21 | 29 | $95.54 |
| 2026-04-20 | 175 | $96.01 |
| 2026-04-17 | 541 | $93.93 |
| 2026-04-16 | 315 | $91.93 |
| 2026-04-15 | 6 | $92.11 |
| 2026-04-13 | 55 | $89.01 |
| 2026-04-08 | 73 | $83.13 |
| 2026-04-07 | 73 | $83.18 |
| 2026-04-06 | 99 | $82.45 |
| 2026-04-02 | 99 | $82.51 |
| 2026-04-01 | 40 | $80.82 |
| 2026-03-31 | 40 | $76.88 |
| 2026-03-19 | 31 | $82.53 |
| 2026-03-18 | 31 | $83.68 |
| 2026-03-17 | 57 | $83.29 |
| 2026-03-16 | 61 | $81.39 |
| 2026-03-13 | 26 | $82.00 |
| 2026-03-12 | 26 | $84.71 |
| 2026-02-27 | 171 | $88.71 |
| 2026-02-26 | 424 | $89.86 |
| 2026-02-25 | 179 | $88.49 |
| 2026-02-24 | 141 | $86.38 |
| 2026-02-20 | 111 | $86.21 |
| 2026-02-19 | 399 | $86.55 |
| 2026-02-18 | 179 | $85.99 |
| 2026-02-17 | 92 | $86.72 |
| 2026-02-12 | 51 | $87.58 |
| 2026-02-11 | 78 | $85.79 |
| 2026-02-10 | 23 | $85.88 |
| 2026-02-04 | 328 | $84.91 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33734X309 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.