Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33734X762
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD II failed to deliver in the NSCC's Continuous Net Settlement system on 128 settlement days, totaling 14,290 fail shares and peaking at 647 shares on 2025-12-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-24 | 4 | $58.55 |
| 2026-09-23 | 3 | $59.24 |
| 2026-09-18 | 118 | $57.40 |
| 2026-09-17 | 118 | $56.56 |
| 2026-09-16 | 119 | $57.01 |
| 2026-09-15 | 2,968 | $57.45 |
| 2026-09-14 | 2,970 | $57.54 |
| 2026-09-11 | 3,090 | $56.51 |
| 2026-09-10 | 3,090 | $57.15 |
| 2026-09-08 | 8 | $57.69 |
| 2026-09-04 | 7 | $57.54 |
| 2026-09-03 | 7 | $56.97 |
| 2026-09-01 | 2 | $57.17 |
| 2026-08-31 | 1 | $57.21 |
| 2026-08-28 | 1 | $57.16 |
| 2026-08-25 | 1 | $56.41 |
| 2026-08-20 | 2 | $56.81 |
| 2026-08-19 | 17 | $56.44 |
| 2026-08-18 | 17 | $57.51 |
| 2026-08-17 | 3 | $57.66 |
| 2026-08-14 | 8 | $56.82 |
| 2026-08-13 | 5 | $56.54 |
| 2026-08-10 | 64 | $57.21 |
| 2026-08-07 | 61 | $55.97 |
| 2026-08-05 | 3 | $56.14 |
| 2026-08-03 | 187 | $53.90 |
| 2026-07-31 | 186 | $55.06 |
| 2026-07-30 | 184 | $53.98 |
| 2026-07-28 | 120 | $53.64 |
| 2026-07-27 | 118 | $52.73 |
| 2026-07-24 | 97 | $52.86 |
| 2026-07-23 | 98 | $53.93 |
| 2026-07-22 | 95 | $54.62 |
| 2026-07-21 | 2 | $54.19 |
| 2026-07-20 | 1 | $53.84 |
| 2026-07-15 | 2 | $55.95 |
| 2026-07-14 | 2 | $55.76 |
| 2026-07-13 | 2 | $56.77 |
| 2026-07-08 | 62 | $55.47 |
| 2026-07-07 | 62 | $56.68 |
| 2026-07-06 | 75 | $55.63 |
| 2026-07-02 | 2,470 | $56.28 |
| 2026-07-01 | 2,451 | $57.36 |
| 2026-06-30 | 2,444 | $56.14 |
| 2026-06-29 | 2,355 | $55.21 |
| 2026-06-26 | 2,376 | $55.41 |
| 2026-06-25 | 2,375 | $55.18 |
| 2026-06-24 | 2,375 | $55.53 |
| 2026-06-23 | 2,266 | $57.94 |
| 2026-06-22 | 1,944 | $57.37 |
| 2026-06-18 | 2,013 | $55.65 |
| 2026-06-17 | 1,988 | $55.99 |
| 2026-06-16 | 2,008 | $57.48 |
| 2026-06-15 | 2,087 | $55.77 |
| 2026-06-12 | 1,720 | $55.25 |
| 2026-06-11 | 1,720 | $53.64 |
| 2026-06-10 | 1,718 | $54.76 |
| 2026-06-09 | 1,721 | $55.62 |
| 2026-06-08 | 1,723 | $54.57 |
| 2026-06-05 | 1,431 | $57.84 |
| 2026-06-04 | 525 | $58.18 |
| 2026-06-03 | 525 | $58.55 |
| 2026-06-02 | 323 | $57.59 |
| 2026-06-01 | 431 | $57.12 |
| 2026-05-29 | 440 | $56.93 |
| 2026-05-28 | 377 | $56.48 |
| 2026-05-27 | 5 | $56.90 |
| 2026-05-26 | 220 | $55.73 |
| 2026-05-22 | 100 | $54.71 |
| 2026-05-21 | 100 | $54.72 |
| 2026-05-20 | 100 | $53.67 |
| 2026-05-19 | 160 | $53.39 |
| 2026-05-18 | 454 | $54.10 |
| 2026-05-15 | 213 | $55.04 |
| 2026-05-14 | 278 | $55.29 |
| 2026-04-29 | 2 | $50.73 |
| 2026-04-28 | 3 | $51.22 |
| 2026-04-27 | 3 | $51.23 |
| 2026-04-24 | 6 | $49.94 |
| 2026-04-21 | 40 | $50.19 |
| 2026-04-20 | 1 | $50.19 |
| 2026-04-14 | 42 | $47.56 |
| 2026-04-13 | 42 | $46.69 |
| 2026-04-10 | 42 | $46.82 |
| 2026-04-09 | 8 | $46.48 |
| 2026-04-08 | 6 | $45.05 |
| 2026-04-07 | 13 | $44.95 |
| 2026-04-06 | 13 | $44.91 |
| 2026-04-02 | 13 | $44.93 |
| 2026-03-31 | 5 | $42.61 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33734X762 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.