Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R621
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 104 settlement days, totaling 30,728 fail shares and peaking at 3,387 shares on 2025-10-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 166 | $34.17 |
| 2026-10-13 | 54 | $34.14 |
| 2026-09-24 | 5 | $33.48 |
| 2026-09-23 | 2 | $33.83 |
| 2026-09-22 | 3 | $33.71 |
| 2026-09-18 | 79 | $32.82 |
| 2026-09-17 | 3 | $32.29 |
| 2026-09-16 | 8 | $32.35 |
| 2026-09-15 | 1,009 | $32.61 |
| 2026-09-14 | 1,478 | $32.73 |
| 2026-09-11 | 111 | $32.40 |
| 2026-09-10 | 109 | $32.56 |
| 2026-09-08 | 6 | $33.08 |
| 2026-09-04 | 4 | $33.26 |
| 2026-09-03 | 78 | $32.91 |
| 2026-09-01 | 103 | $32.96 |
| 2026-08-31 | 103 | $33.08 |
| 2026-08-28 | 103 | $33.10 |
| 2026-08-26 | 192 | $32.91 |
| 2026-08-25 | 10,290 | $32.78 |
| 2026-08-24 | 9,453 | $32.88 |
| 2026-08-21 | 6,479 | $32.62 |
| 2026-08-20 | 6,078 | $32.96 |
| 2026-08-19 | 13,799 | $32.75 |
| 2026-08-18 | 795 | $33.06 |
| 2026-08-17 | 348 | $33.29 |
| 2026-08-13 | 200 | $33.35 |
| 2026-08-12 | 97 | $33.38 |
| 2026-08-11 | 97 | $33.55 |
| 2026-08-10 | 1,687 | $33.52 |
| 2026-08-07 | 2,476 | $33.24 |
| 2026-08-06 | 1,204 | $33.20 |
| 2026-08-05 | 1,961 | $33.15 |
| 2026-08-04 | 688 | $32.53 |
| 2026-08-03 | 1,399 | $31.88 |
| 2026-07-31 | 1,464 | $31.26 |
| 2026-07-30 | 585 | $30.56 |
| 2026-07-29 | 653 | $31.06 |
| 2026-07-28 | 153 | $30.91 |
| 2026-07-27 | 276 | $30.89 |
| 2026-07-24 | 2,799 | $30.91 |
| 2026-07-23 | 2,676 | $31.62 |
| 2026-07-22 | 5,253 | $31.74 |
| 2026-07-21 | 5,219 | $31.49 |
| 2026-07-20 | 8,044 | $31.51 |
| 2026-07-17 | 15,553 | $32.00 |
| 2026-07-16 | 3,910 | $32.27 |
| 2026-07-15 | 1,063 | $31.97 |
| 2026-07-14 | 571 | $31.90 |
| 2026-07-10 | 162 | $32.15 |
| 2026-07-09 | 260 | $31.85 |
| 2026-07-08 | 867 | $31.93 |
| 2026-07-07 | 2,836 | $32.18 |
| 2026-07-02 | 12,429 | $31.94 |
| 2026-07-01 | 12,461 | $31.97 |
| 2026-06-23 | 1 | $31.40 |
| 2026-06-22 | 1 | $31.75 |
| 2026-06-16 | 2 | $31.90 |
| 2026-06-11 | 97 | $30.59 |
| 2026-06-10 | 97 | $31.25 |
| 2026-06-09 | 97 | $31.46 |
| 2026-06-01 | 2 | $32.59 |
| 2026-05-29 | 2 | $32.43 |
| 2026-05-11 | 225 | $31.57 |
| 2026-05-08 | 50 | $31.35 |
| 2026-05-07 | 50 | $31.46 |
| 2026-05-06 | 9 | $30.90 |
| 2026-05-05 | 209 | $30.75 |
| 2026-05-01 | 100 | $30.71 |
| 2026-04-30 | 200 | $30.35 |
| 2026-04-29 | 594 | $30.48 |
| 2026-04-28 | 522 | $30.75 |
| 2026-04-27 | 127 | $30.84 |
| 2026-04-24 | 127 | $30.51 |
| 2026-04-23 | 62 | $30.73 |
| 2026-04-22 | 62 | $30.27 |
| 2026-04-21 | 352 | $30.41 |
| 2026-04-20 | 630 | $30.54 |
| 2026-04-17 | 1,407 | $30.27 |
| 2026-04-16 | 2,718 | $30.27 |
| 2026-04-15 | 125 | $29.77 |
| 2026-04-14 | 334 | $29.16 |
| 2026-04-13 | 334 | $28.79 |
| 2026-04-10 | 334 | $28.76 |
| 2026-04-08 | 473 | $27.76 |
| 2026-04-07 | 473 | $27.73 |
| 2026-04-06 | 503 | $27.62 |
| 2026-03-31 | 59 | $26.36 |
| 2026-03-30 | 27 | $26.53 |
| 2026-03-27 | 202 | $27.14 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R621 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.