Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R738
Over the rolling 12-month window, securities of FIRST TRUST VI FIRST TRUST S&P failed to deliver in the NSCC's Continuous Net Settlement system on 151 settlement days, totaling 120,343 fail shares and peaking at 26,240 shares on 2025-12-30. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-08 | 57 | $40.95 |
| 2026-10-07 | 243 | $41.19 |
| 2026-10-01 | 70 | $40.53 |
| 2026-09-30 | 59 | $40.54 |
| 2026-09-22 | 33 | $41.74 |
| 2026-09-21 | 334 | $41.53 |
| 2026-09-15 | 536 | $42.40 |
| 2026-09-14 | 834 | $42.42 |
| 2026-09-03 | 576 | $42.31 |
| 2026-08-27 | 878 | $42.75 |
| 2026-08-26 | 696 | $42.59 |
| 2026-08-25 | 358 | $42.53 |
| 2026-08-21 | 251 | $42.29 |
| 2026-08-19 | 751 | $42.41 |
| 2026-08-14 | 841 | $43.01 |
| 2026-08-13 | 4,508 | $42.59 |
| 2026-08-12 | 3,556 | $42.58 |
| 2026-08-11 | 342 | $42.56 |
| 2026-08-10 | 2,315 | $42.62 |
| 2026-08-07 | 7,678 | $41.90 |
| 2026-08-06 | 5,864 | $42.03 |
| 2026-08-05 | 1,484 | $42.22 |
| 2026-08-03 | 465 | $40.90 |
| 2026-07-31 | 28 | $40.88 |
| 2026-07-30 | 320 | $41.18 |
| 2026-07-23 | 350 | $40.62 |
| 2026-07-22 | 874 | $40.53 |
| 2026-07-21 | 11 | $40.30 |
| 2026-07-17 | 9 | $40.79 |
| 2026-07-14 | 685 | $40.96 |
| 2026-06-30 | 72 | $40.16 |
| 2026-06-29 | 72 | $40.05 |
| 2026-06-25 | 375 | $40.31 |
| 2026-06-22 | 1,187 | $40.56 |
| 2026-06-18 | 1,288 | $40.46 |
| 2026-06-17 | 1,525 | $41.25 |
| 2026-06-15 | 2 | $41.43 |
| 2026-06-10 | 1,016 | $40.82 |
| 2026-06-09 | 1,209 | $40.86 |
| 2026-06-03 | 44 | $42.03 |
| 2026-05-28 | 45 | $40.53 |
| 2026-05-27 | 1,381 | $40.63 |
| 2026-05-26 | 20 | $40.45 |
| 2026-05-22 | 20 | $39.55 |
| 2026-05-20 | 218 | $38.87 |
| 2026-05-19 | 423 | $39.00 |
| 2026-05-13 | 242 | $39.12 |
| 2026-05-12 | 282 | $39.44 |
| 2026-05-11 | 1,444 | $39.46 |
| 2026-05-07 | 635 | $39.35 |
| 2026-05-06 | 1,665 | $38.91 |
| 2026-05-05 | 1,948 | $38.51 |
| 2026-04-30 | 694 | $38.13 |
| 2026-04-29 | 611 | $38.03 |
| 2026-04-28 | 49 | $38.26 |
| 2026-04-27 | 181 | $38.39 |
| 2026-04-24 | 714 | $38.71 |
| 2026-04-23 | 512 | $38.19 |
| 2026-04-21 | 20 | $38.31 |
| 2026-04-20 | 26 | $38.12 |
| 2026-04-16 | 113 | $37.15 |
| 2026-04-15 | 1,153 | $37.12 |
| 2026-04-14 | 368 | $37.01 |
| 2026-04-10 | 834 | $36.97 |
| 2026-04-09 | 5,945 | $36.87 |
| 2026-04-08 | 6,016 | $36.14 |
| 2026-04-02 | 1 | $36.02 |
| 2026-03-30 | 2,233 | $35.46 |
| 2026-03-27 | 2,288 | $35.92 |
| 2026-03-26 | 36 | $36.29 |
| 2026-03-25 | 247 | $36.00 |
| 2026-03-24 | 511 | $35.75 |
| 2026-03-23 | 175 | $35.33 |
| 2026-03-20 | 276 | $35.69 |
| 2026-03-19 | 276 | $35.63 |
| 2026-03-18 | 276 | $36.24 |
| 2026-03-12 | 105 | $36.58 |
| 2026-03-11 | 105 | $36.70 |
| 2026-03-10 | 469 | $36.98 |
| 2026-03-09 | 569 | $37.13 |
| 2026-03-02 | 2,189 | $38.14 |
| 2026-02-27 | 2,180 | $38.23 |
| 2026-02-19 | 476 | $38.41 |
| 2026-02-18 | 486 | $38.28 |
| 2026-02-17 | 476 | $38.58 |
| 2026-02-13 | 540 | $38.34 |
| 2026-02-12 | 695 | $39.00 |
| 2026-02-11 | 769 | $38.91 |
| 2026-02-10 | 57 | $38.50 |
| 2026-02-06 | 666 | $37.93 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R738 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.