Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 46438G349
Over the rolling 12-month window, securities of ISHARES TR S&P 500 3% CAPPED E failed to deliver in the NSCC's Continuous Net Settlement system on 174 settlement days, totaling 121,023 fail shares and peaking at 42,603 shares on 2026-02-27. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-23 | 40 | $35.13 |
| 2026-09-22 | 221 | $35.12 |
| 2026-09-21 | 261 | $34.61 |
| 2026-09-18 | 334 | $34.58 |
| 2026-09-17 | 370 | $34.25 |
| 2026-09-16 | 282 | $34.38 |
| 2026-09-15 | 404 | $34.65 |
| 2026-09-14 | 763 | $34.75 |
| 2026-09-11 | 304 | $34.52 |
| 2026-09-10 | 872 | $34.81 |
| 2026-09-09 | 978 | $34.92 |
| 2026-09-08 | 5,549 | $35.07 |
| 2026-09-04 | 284 | $35.18 |
| 2026-09-03 | 355 | $34.83 |
| 2026-09-02 | 202 | $34.72 |
| 2026-08-31 | 492 | $35.09 |
| 2026-08-28 | 190 | $35.16 |
| 2026-08-27 | 253 | $35.09 |
| 2026-08-26 | 6 | $35.07 |
| 2026-08-24 | 4,251 | $35.04 |
| 2026-08-21 | 3,959 | $34.88 |
| 2026-08-20 | 3,452 | $35.20 |
| 2026-08-07 | 308 | $35.02 |
| 2026-08-04 | 16 | $34.55 |
| 2026-07-28 | 48 | $33.93 |
| 2026-07-27 | 48 | $33.88 |
| 2026-07-20 | 266 | $34.05 |
| 2026-07-16 | 152 | $34.47 |
| 2026-07-13 | 2 | $34.67 |
| 2026-07-10 | 2 | $34.57 |
| 2026-07-09 | 2 | $34.25 |
| 2026-07-08 | 99 | $34.40 |
| 2026-07-07 | 331 | $34.60 |
| 2026-07-06 | 109 | $34.30 |
| 2026-07-01 | 110 | $34.46 |
| 2026-06-30 | 167 | $34.32 |
| 2026-06-25 | 134 | $33.86 |
| 2026-06-24 | 835 | $33.79 |
| 2026-06-23 | 1,159 | $34.31 |
| 2026-06-17 | 52 | $34.36 |
| 2026-06-15 | 800 | $34.10 |
| 2026-06-12 | 1,615 | $33.77 |
| 2026-06-11 | 832 | $33.29 |
| 2026-06-10 | 391 | $33.79 |
| 2026-06-08 | 60 | $33.59 |
| 2026-06-05 | 20 | $34.50 |
| 2026-06-04 | 243 | $34.44 |
| 2026-06-02 | 131 | $34.43 |
| 2026-06-01 | 132 | $34.39 |
| 2026-05-29 | 206 | $34.33 |
| 2026-05-28 | 407 | $34.19 |
| 2026-05-27 | 1 | $34.12 |
| 2026-05-22 | 401 | $33.70 |
| 2026-05-19 | 248 | $33.47 |
| 2026-05-14 | 9 | $33.65 |
| 2026-05-13 | 9 | $33.54 |
| 2026-05-12 | 10 | $33.58 |
| 2026-05-11 | 365 | $33.47 |
| 2026-05-08 | 356 | $33.21 |
| 2026-05-07 | 356 | $33.37 |
| 2026-05-06 | 355 | $32.99 |
| 2026-04-09 | 3 | $31.14 |
| 2026-04-06 | 136 | $30.24 |
| 2026-04-02 | 25 | $30.24 |
| 2026-03-27 | 4 | $29.79 |
| 2026-03-26 | 56 | $30.30 |
| 2026-03-25 | 56 | $30.14 |
| 2026-03-24 | 56 | $30.24 |
| 2026-03-23 | 52 | $29.88 |
| 2026-03-19 | 1 | $30.38 |
| 2026-03-13 | 64 | $30.60 |
| 2026-03-12 | 2 | $31.06 |
| 2026-03-11 | 2 | $31.10 |
| 2026-03-10 | 2 | $31.20 |
| 2026-03-09 | 896 | $31.03 |
| 2026-03-06 | 298 | $31.44 |
| 2026-03-05 | 342 | $31.64 |
| 2026-03-04 | 364 | $31.37 |
| 2026-03-03 | 1,362 | $31.72 |
| 2026-03-02 | 710 | $31.72 |
| 2026-02-27 | 42,603 | $31.78 |
| 2026-02-26 | 125 | $31.82 |
| 2026-02-25 | 18 | $31.56 |
| 2026-02-24 | 90 | $31.35 |
| 2026-02-23 | 471 | $31.74 |
| 2026-02-20 | 332 | $31.58 |
| 2026-02-19 | 198 | $31.63 |
| 2026-02-18 | 53 | $31.50 |
| 2026-02-17 | 262 | $31.48 |
| 2026-02-13 | 76 | $31.40 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 46438G349 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.