Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N106
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 169 settlement days, totaling 461,545 fail shares and peaking at 53,269 shares on 2026-01-15. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 1,690 | $36.06 |
| 2026-10-13 | 1,780 | $36.05 |
| 2026-10-09 | 86 | $35.88 |
| 2026-10-08 | 49 | $35.99 |
| 2026-10-07 | 49 | $35.97 |
| 2026-10-06 | 49 | $35.91 |
| 2026-10-05 | 54 | $35.82 |
| 2026-10-01 | 220 | $35.70 |
| 2026-09-30 | 1,089 | $35.71 |
| 2026-09-29 | 225 | $35.71 |
| 2026-09-24 | 716 | $35.71 |
| 2026-09-23 | 720 | $35.82 |
| 2026-09-22 | 31 | $35.80 |
| 2026-09-21 | 31 | $35.59 |
| 2026-09-18 | 31 | $35.55 |
| 2026-09-16 | 510 | $35.40 |
| 2026-09-15 | 2,893 | $35.49 |
| 2026-09-14 | 1,871 | $35.56 |
| 2026-09-11 | 1,154 | $35.39 |
| 2026-09-10 | 246 | $35.48 |
| 2026-09-09 | 841 | $35.56 |
| 2026-09-08 | 1,677 | $35.64 |
| 2026-09-04 | 1,675 | $35.68 |
| 2026-09-02 | 114 | $35.43 |
| 2026-09-01 | 89 | $35.56 |
| 2026-08-31 | 14 | $35.57 |
| 2026-08-28 | 8 | $35.58 |
| 2026-08-27 | 131 | $35.47 |
| 2026-08-24 | 35 | $35.43 |
| 2026-08-20 | 48 | $35.47 |
| 2026-08-19 | 2,061 | $35.42 |
| 2026-08-18 | 186 | $35.48 |
| 2026-08-12 | 290 | $35.38 |
| 2026-08-11 | 2,063 | $35.45 |
| 2026-08-10 | 1,088 | $35.43 |
| 2026-08-07 | 732 | $35.37 |
| 2026-08-06 | 53 | $35.39 |
| 2026-08-05 | 94 | $35.18 |
| 2026-08-04 | 315 | $35.16 |
| 2026-08-03 | 335 | $34.98 |
| 2026-07-31 | 272 | $34.82 |
| 2026-07-29 | 506 | $34.83 |
| 2026-07-28 | 505 | $34.74 |
| 2026-07-27 | 505 | $34.71 |
| 2026-07-23 | 119 | $34.86 |
| 2026-07-22 | 71 | $34.90 |
| 2026-07-21 | 5 | $34.76 |
| 2026-07-20 | 5,469 | $34.73 |
| 2026-07-10 | 24 | $34.88 |
| 2026-07-09 | 271 | $34.77 |
| 2026-07-08 | 195 | $34.79 |
| 2026-07-07 | 10,650 | $34.85 |
| 2026-07-06 | 10,536 | $34.73 |
| 2026-07-02 | 306 | $34.71 |
| 2026-07-01 | 1,195 | $34.72 |
| 2026-06-30 | 1,862 | $34.60 |
| 2026-06-26 | 236 | $34.41 |
| 2026-06-25 | 241 | $34.41 |
| 2026-06-24 | 390 | $34.44 |
| 2026-06-23 | 357 | $34.65 |
| 2026-06-22 | 834 | $34.73 |
| 2026-06-18 | 438 | $34.50 |
| 2026-06-17 | 268 | $34.75 |
| 2026-06-16 | 122 | $34.75 |
| 2026-06-15 | 2,603 | $34.49 |
| 2026-06-12 | 649 | $34.40 |
| 2026-06-11 | 124 | $34.13 |
| 2026-06-10 | 222 | $34.37 |
| 2026-06-09 | 103 | $34.46 |
| 2026-06-05 | 593 | $34.75 |
| 2026-06-04 | 1,556 | $34.68 |
| 2026-06-03 | 505 | $34.76 |
| 2026-05-29 | 835 | $34.67 |
| 2026-05-28 | 937 | $34.59 |
| 2026-05-27 | 361 | $34.57 |
| 2026-05-26 | 2,838 | $34.31 |
| 2026-05-22 | 477 | $34.41 |
| 2026-05-21 | 264 | $34.39 |
| 2026-05-20 | 70 | $34.23 |
| 2026-05-18 | 147 | $34.30 |
| 2026-05-15 | 117 | $34.45 |
| 2026-05-14 | 52 | $34.35 |
| 2026-05-13 | 108 | $34.29 |
| 2026-05-12 | 35 | $34.30 |
| 2026-05-11 | 135 | $34.26 |
| 2026-05-08 | 136 | $34.18 |
| 2026-05-07 | 105 | $34.24 |
| 2026-05-06 | 59 | $34.01 |
| 2026-05-05 | 85 | $33.89 |
| 2026-05-04 | 23 | $33.98 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N106 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.