Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N205
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 80 settlement days, totaling 467,433 fail shares and peaking at 150,748 shares on 2026-01-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-08-24 | 863 | $32.78 |
| 2026-08-21 | 3,454 | $32.77 |
| 2026-08-20 | 4 | $32.82 |
| 2026-08-14 | 104 | $32.85 |
| 2026-08-13 | 161 | $32.81 |
| 2026-08-12 | 8 | $32.77 |
| 2026-08-11 | 13 | $32.77 |
| 2026-08-07 | 374 | $32.72 |
| 2026-08-06 | 374 | $32.74 |
| 2026-08-05 | 1 | $32.73 |
| 2026-07-30 | 188 | $32.19 |
| 2026-07-29 | 380 | $32.42 |
| 2026-07-28 | 478 | $32.35 |
| 2026-07-24 | 46 | $32.30 |
| 2026-07-23 | 46 | $32.39 |
| 2026-07-20 | 20 | $32.29 |
| 2026-07-07 | 1,390 | $32.26 |
| 2026-05-22 | 100 | $32.06 |
| 2026-05-21 | 300 | $32.03 |
| 2026-05-20 | 300 | $31.93 |
| 2026-05-19 | 300 | $31.98 |
| 2026-05-11 | 2,482 | $31.96 |
| 2026-05-08 | 2,482 | $31.89 |
| 2026-05-07 | 2,482 | $31.92 |
| 2026-05-06 | 2,482 | $31.79 |
| 2026-04-21 | 23 | $31.56 |
| 2026-04-20 | 23 | $31.59 |
| 2026-04-13 | 6 | $31.07 |
| 2026-04-10 | 6 | $31.09 |
| 2026-04-09 | 6,086 | $30.99 |
| 2026-04-08 | 5,752 | $30.64 |
| 2026-04-07 | 1,433 | $30.63 |
| 2026-02-19 | 332 | $31.01 |
| 2026-02-18 | 818 | $30.93 |
| 2026-02-17 | 118 | $30.89 |
| 2026-02-13 | 220 | $30.88 |
| 2026-02-02 | 580 | $31.08 |
| 2026-01-29 | 987 | $31.14 |
| 2026-01-23 | 5,383 | $31.00 |
| 2026-01-22 | 805 | $30.93 |
| 2026-01-21 | 805 | $30.79 |
| 2026-01-20 | 2,632 | $31.04 |
| 2026-01-16 | 5,865 | $31.04 |
| 2026-01-15 | 15,894 | $31.02 |
| 2026-01-14 | 3,196 | $31.05 |
| 2026-01-13 | 13,665 | $31.08 |
| 2026-01-12 | 9,643 | $31.07 |
| 2026-01-09 | 11,140 | $30.93 |
| 2026-01-08 | 6,175 | $31.01 |
| 2026-01-07 | 6,775 | $31.02 |
| 2026-01-06 | 13,549 | $30.96 |
| 2026-01-05 | 50,650 | $30.89 |
| 2026-01-02 | 150,748 | $30.88 |
| 2025-12-31 | 3,285 | $30.86 |
| 2025-12-30 | 2,108 | $30.86 |
| 2025-12-29 | 450 | $30.85 |
| 2025-12-26 | 66 | $30.83 |
| 2025-12-24 | 20 | $30.82 |
| 2025-12-22 | 7 | $30.80 |
| 2025-12-19 | 7 | $30.76 |
| 2025-12-18 | 7 | $30.71 |
| 2025-12-17 | 7 | $30.74 |
| 2025-10-15 | 2,861 | $30.08 |
| 2025-10-14 | 783 | $30.12 |
| 2025-10-10 | 783 | $30.17 |
| 2025-09-22 | 21 | $30.05 |
| 2025-09-19 | 21 | $30.02 |
| 2025-09-08 | 65 | $29.80 |
| 2025-09-05 | 65 | $29.83 |
| 2025-09-04 | 32 | $29.74 |
| 2025-08-28 | 227 | $29.77 |
| 2025-08-27 | 227 | $29.74 |
| 2025-08-14 | 1,466 | $29.64 |
| 2025-08-13 | 1,466 | $29.61 |
| 2025-08-08 | 1,354 | $29.41 |
| 2025-08-07 | 1,454 | $29.42 |
| 2025-07-25 | 4,268 | $29.44 |
| 2025-07-24 | 4,107 | $29.42 |
| 2025-07-23 | 3,410 | $29.31 |
| 2025-07-09 | 3,244 | $29.14 |
| 2025-07-08 | 3,309 | $29.13 |
| 2025-07-07 | 4,362 | $29.22 |
| 2025-07-03 | 313 | $29.13 |
| 2025-06-25 | 1,428 | $28.87 |
| 2025-06-24 | 1,428 | $28.71 |
| 2025-06-23 | 1,979 | $28.57 |
| 2025-06-20 | 1,979 | $28.59 |
| 2025-06-18 | 1,979 | $28.57 |
| 2025-06-16 | 4 | $28.55 |
| 2025-06-13 | 4,443 | $28.71 |
Showing 90 most recent of 97.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N205 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.