Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N304
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 153 settlement days, totaling 254,746 fail shares and peaking at 19,287 shares on 2026-05-13. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-07 | 631 | $35.22 |
| 2026-10-05 | 629 | $35.08 |
| 2026-10-02 | 629 | $34.95 |
| 2026-09-25 | 692 | $34.99 |
| 2026-09-24 | 2,263 | $34.99 |
| 2026-09-23 | 92 | $35.10 |
| 2026-09-22 | 89 | $35.08 |
| 2026-09-16 | 1,122 | $34.65 |
| 2026-09-15 | 5,530 | $34.78 |
| 2026-09-14 | 3,381 | $34.83 |
| 2026-09-09 | 333 | $34.82 |
| 2026-09-08 | 360 | $34.92 |
| 2026-09-04 | 929 | $34.96 |
| 2026-09-03 | 36 | $34.81 |
| 2026-09-02 | 95 | $34.70 |
| 2026-09-01 | 95 | $34.83 |
| 2026-08-14 | 397 | $34.85 |
| 2026-08-13 | 1,023 | $34.76 |
| 2026-08-12 | 1,333 | $34.68 |
| 2026-08-10 | 859 | $34.73 |
| 2026-08-07 | 190 | $34.65 |
| 2026-08-06 | 362 | $34.68 |
| 2026-08-05 | 369 | $34.48 |
| 2026-07-22 | 655 | $34.21 |
| 2026-07-21 | 655 | $34.05 |
| 2026-07-20 | 350 | $33.99 |
| 2026-07-13 | 1,251 | $34.24 |
| 2026-05-28 | 1 | $33.92 |
| 2026-05-27 | 11,771 | $33.92 |
| 2026-05-26 | 11,669 | $33.65 |
| 2026-05-22 | 610 | $33.61 |
| 2026-05-14 | 1,955 | $33.69 |
| 2026-05-13 | 19,287 | $33.65 |
| 2026-05-12 | 658 | $33.63 |
| 2026-05-11 | 779 | $33.59 |
| 2026-04-28 | 2,437 | $33.13 |
| 2026-04-17 | 1,677 | $32.81 |
| 2026-04-16 | 225 | $32.76 |
| 2026-04-15 | 2,899 | $32.62 |
| 2026-04-14 | 2,675 | $32.40 |
| 2026-04-09 | 123 | $32.08 |
| 2026-04-08 | 13,628 | $31.60 |
| 2026-04-07 | 123 | $31.58 |
| 2026-04-02 | 157 | $31.45 |
| 2026-04-01 | 157 | $31.28 |
| 2026-03-27 | 18 | $31.10 |
| 2026-03-26 | 18 | $31.45 |
| 2026-03-25 | 152 | $31.39 |
| 2026-03-24 | 147 | $31.42 |
| 2026-03-23 | 147 | $31.17 |
| 2026-03-20 | 147 | $31.48 |
| 2026-03-19 | 2,648 | $31.54 |
| 2026-03-18 | 2,282 | $31.83 |
| 2026-03-17 | 39 | $31.76 |
| 2026-03-13 | 5,652 | $31.69 |
| 2026-03-12 | 50 | $31.95 |
| 2026-03-11 | 50 | $31.95 |
| 2026-03-10 | 710 | $31.99 |
| 2026-03-09 | 113 | $31.82 |
| 2026-03-06 | 186 | $32.10 |
| 2026-03-05 | 186 | $32.27 |
| 2026-03-04 | 159 | $32.06 |
| 2026-03-03 | 159 | $32.26 |
| 2026-03-02 | 2,061 | $32.26 |
| 2026-02-27 | 1,447 | $32.34 |
| 2026-02-26 | 21 | $32.44 |
| 2026-02-24 | 151 | $32.10 |
| 2026-02-20 | 2,160 | $32.17 |
| 2026-02-19 | 683 | $32.25 |
| 2026-02-18 | 1,046 | $32.12 |
| 2026-02-17 | 1,384 | $32.08 |
| 2026-02-13 | 1,672 | $31.95 |
| 2026-02-12 | 927 | $32.38 |
| 2026-02-11 | 901 | $32.41 |
| 2026-02-09 | 679 | $32.35 |
| 2026-02-06 | 4,983 | $31.95 |
| 2026-02-05 | 566 | $32.19 |
| 2026-02-04 | 688 | $32.29 |
| 2026-02-03 | 12,763 | $32.49 |
| 2026-02-02 | 9,057 | $32.35 |
| 2026-01-30 | 6,956 | $32.33 |
| 2026-01-29 | 2,420 | $32.31 |
| 2026-01-28 | 93 | $32.32 |
| 2026-01-27 | 11,675 | $32.27 |
| 2026-01-26 | 5,114 | $32.20 |
| 2026-01-23 | 246 | $32.18 |
| 2026-01-21 | 25 | $31.83 |
| 2026-01-20 | 25 | $32.16 |
| 2026-01-16 | 25 | $32.13 |
| 2026-01-15 | 15 | $32.08 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N304 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.