Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N403
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 111 settlement days, totaling 527,391 fail shares and peaking at 111,915 shares on 2026-02-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 1,209 | $32.84 |
| 2026-10-05 | 273 | $32.73 |
| 2026-09-30 | 50 | $32.64 |
| 2026-09-29 | 51 | $32.65 |
| 2026-09-18 | 2,392 | $32.49 |
| 2026-09-15 | 2,610 | $32.48 |
| 2026-09-14 | 2,610 | $32.46 |
| 2026-09-11 | 316 | $32.38 |
| 2026-08-24 | 143 | $32.39 |
| 2026-08-05 | 3,349 | $32.35 |
| 2026-08-04 | 2,830 | $32.23 |
| 2026-08-03 | 23 | $32.04 |
| 2026-07-31 | 424 | $32.00 |
| 2026-07-30 | 1,208 | $31.77 |
| 2026-07-27 | 4,118 | $31.92 |
| 2026-07-24 | 4,118 | $31.90 |
| 2026-07-08 | 3,488 | $31.96 |
| 2026-07-07 | 784 | $31.89 |
| 2026-06-30 | 1 | $31.83 |
| 2026-06-15 | 868 | $31.75 |
| 2026-06-12 | 800 | $31.69 |
| 2026-05-13 | 15,244 | $31.60 |
| 2026-05-11 | 692 | $31.60 |
| 2026-05-08 | 692 | $31.53 |
| 2026-05-07 | 1,357 | $31.56 |
| 2026-04-17 | 1,400 | $31.07 |
| 2026-04-16 | 3,205 | $31.05 |
| 2026-04-15 | 3,102 | $30.96 |
| 2026-04-13 | 9,013 | $30.68 |
| 2026-04-10 | 11,613 | $30.70 |
| 2026-04-09 | 1,339 | $30.59 |
| 2026-04-08 | 1,754 | $30.25 |
| 2026-04-07 | 515 | $30.24 |
| 2026-04-06 | 515 | $30.19 |
| 2026-03-27 | 2,323 | $29.89 |
| 2026-03-26 | 2,323 | $30.13 |
| 2026-03-25 | 150 | $30.04 |
| 2026-03-20 | 3,270 | $30.14 |
| 2026-03-19 | 1,223 | $30.17 |
| 2026-03-18 | 334 | $30.39 |
| 2026-03-16 | 75 | $30.21 |
| 2026-03-13 | 75 | $30.25 |
| 2026-03-12 | 75 | $30.46 |
| 2026-03-11 | 103 | $30.45 |
| 2026-03-10 | 108 | $30.49 |
| 2026-03-09 | 2,286 | $30.38 |
| 2026-03-06 | 50 | $30.56 |
| 2026-03-04 | 301 | $30.53 |
| 2026-03-03 | 301 | $30.66 |
| 2026-03-02 | 1 | $30.57 |
| 2026-02-26 | 524 | $30.77 |
| 2026-02-25 | 291 | $30.66 |
| 2026-02-24 | 425 | $30.55 |
| 2026-02-23 | 1,088 | $30.70 |
| 2026-02-20 | 1,891 | $30.61 |
| 2026-02-19 | 2,201 | $30.66 |
| 2026-02-18 | 13,626 | $30.62 |
| 2026-02-17 | 1,367 | $30.57 |
| 2026-02-13 | 3,001 | $30.54 |
| 2026-02-12 | 3,350 | $30.76 |
| 2026-02-11 | 8,022 | $30.73 |
| 2026-02-10 | 4,937 | $30.80 |
| 2026-02-09 | 2,500 | $30.71 |
| 2026-02-06 | 26,839 | $30.45 |
| 2026-02-05 | 89,507 | $30.63 |
| 2026-02-04 | 111,435 | $30.66 |
| 2026-02-03 | 111,915 | $30.79 |
| 2026-02-02 | 11,075 | $30.80 |
| 2026-01-30 | 9,232 | $30.71 |
| 2026-01-29 | 5,032 | $30.70 |
| 2026-01-28 | 4,700 | $30.69 |
| 2026-01-27 | 5,383 | $30.69 |
| 2026-01-26 | 1,183 | $30.66 |
| 2026-01-22 | 332 | $30.62 |
| 2026-01-21 | 332 | $30.48 |
| 2026-01-20 | 332 | $30.63 |
| 2026-01-16 | 19 | $30.60 |
| 2026-01-09 | 125 | $30.49 |
| 2026-01-08 | 125 | $30.53 |
| 2026-01-06 | 182 | $30.51 |
| 2026-01-05 | 1,566 | $30.45 |
| 2026-01-02 | 1,651 | $30.44 |
| 2025-12-26 | 2,487 | $30.44 |
| 2025-12-24 | 107 | $30.42 |
| 2025-12-23 | 16 | $30.37 |
| 2025-12-22 | 43 | $30.30 |
| 2025-12-19 | 28 | $30.22 |
| 2025-12-17 | 23 | $30.23 |
| 2025-12-16 | 23 | $30.24 |
| 2025-12-15 | 23 | $30.24 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N403 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.