Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N502
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 118 settlement days, totaling 319,116 fail shares and peaking at 38,915 shares on 2025-06-27. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 5,186 | $35.59 |
| 2026-10-13 | 5,185 | $35.61 |
| 2026-10-09 | 5,185 | $35.45 |
| 2026-10-07 | 3,428 | $35.52 |
| 2026-10-06 | 86 | $35.49 |
| 2026-10-05 | 86 | $35.40 |
| 2026-10-02 | 86 | $35.30 |
| 2026-10-01 | 86 | $35.26 |
| 2026-09-29 | 8,059 | $35.30 |
| 2026-09-21 | 78 | $35.18 |
| 2026-09-18 | 99 | $35.15 |
| 2026-09-17 | 1 | $34.96 |
| 2026-09-15 | 7,891 | $35.10 |
| 2026-09-14 | 39 | $35.15 |
| 2026-09-11 | 41 | $35.01 |
| 2026-09-10 | 38 | $35.08 |
| 2026-09-09 | 1,687 | $35.16 |
| 2026-09-02 | 548 | $35.07 |
| 2026-09-01 | 548 | $35.16 |
| 2026-08-31 | 376 | $35.16 |
| 2026-08-28 | 1 | $35.20 |
| 2026-08-27 | 144 | $35.07 |
| 2026-08-26 | 141 | $35.06 |
| 2026-08-25 | 9 | $34.98 |
| 2026-08-21 | 1 | $34.97 |
| 2026-08-12 | 2,808 | $34.98 |
| 2026-08-11 | 4,575 | $35.01 |
| 2026-08-10 | 538 | $35.03 |
| 2026-07-31 | 124 | $34.45 |
| 2026-07-30 | 124 | $34.18 |
| 2026-07-29 | 124 | $34.45 |
| 2026-07-27 | 1,266 | $34.34 |
| 2026-07-24 | 1,468 | $34.28 |
| 2026-07-23 | 289 | $34.48 |
| 2026-07-09 | 963 | $34.42 |
| 2026-07-08 | 962 | $34.42 |
| 2026-07-06 | 204 | $34.35 |
| 2026-07-02 | 112 | $34.34 |
| 2026-07-01 | 72 | $34.39 |
| 2026-06-11 | 100 | $33.82 |
| 2026-06-10 | 98 | $34.04 |
| 2026-06-09 | 78 | $34.10 |
| 2026-06-03 | 172 | $34.42 |
| 2026-06-02 | 172 | $34.40 |
| 2026-06-01 | 172 | $34.39 |
| 2026-05-28 | 9,643 | $34.22 |
| 2026-05-27 | 9,587 | $34.24 |
| 2026-05-26 | 10,873 | $33.99 |
| 2026-05-22 | 363 | $34.08 |
| 2026-05-14 | 36 | $34.03 |
| 2026-05-13 | 25,069 | $33.97 |
| 2026-05-12 | 62 | $33.97 |
| 2026-05-11 | 722 | $33.94 |
| 2026-05-07 | 14 | $33.92 |
| 2026-05-06 | 14 | $33.70 |
| 2026-05-05 | 220 | $33.58 |
| 2026-05-04 | 856 | $33.66 |
| 2026-05-01 | 353 | $33.62 |
| 2026-04-27 | 46 | $33.49 |
| 2026-04-22 | 5 | $33.25 |
| 2026-04-21 | 5 | $33.36 |
| 2026-04-20 | 5 | $33.42 |
| 2026-04-15 | 142 | $33.03 |
| 2026-04-14 | 489 | $32.82 |
| 2026-04-13 | 574 | $32.61 |
| 2026-04-08 | 11,566 | $32.00 |
| 2026-04-07 | 277 | $32.01 |
| 2026-04-06 | 57 | $31.90 |
| 2026-04-02 | 57 | $31.86 |
| 2026-04-01 | 1,141 | $31.69 |
| 2026-03-31 | 1,141 | $31.11 |
| 2026-03-30 | 4,983 | $31.17 |
| 2026-03-27 | 4,620 | $31.52 |
| 2026-03-26 | 200 | $31.85 |
| 2026-03-25 | 706 | $31.72 |
| 2026-03-24 | 1,161 | $31.83 |
| 2026-03-23 | 159 | $31.57 |
| 2026-03-20 | 1,890 | $31.88 |
| 2026-03-19 | 927 | $31.93 |
| 2026-03-18 | 1,383 | $32.21 |
| 2026-03-17 | 787 | $32.15 |
| 2026-03-16 | 475 | $31.93 |
| 2026-03-13 | 843 | $32.04 |
| 2026-03-12 | 1,743 | $32.35 |
| 2026-03-11 | 2,990 | $32.35 |
| 2026-03-10 | 988 | $32.40 |
| 2026-03-09 | 1,117 | $32.22 |
| 2026-03-06 | 6,299 | $32.50 |
| 2026-03-05 | 4,815 | $32.63 |
| 2026-03-04 | 5,511 | $32.48 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N502 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.