Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N593
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 34 settlement days, totaling 262,601 fail shares and peaking at 41,413 shares on 2025-09-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-09 | 26 | $26.73 |
| 2026-10-08 | 187 | $26.75 |
| 2026-10-07 | 188 | $26.75 |
| 2026-10-06 | 529 | $26.72 |
| 2026-10-05 | 1,626 | $26.68 |
| 2026-10-02 | 2,650 | $26.63 |
| 2026-10-01 | 1,877 | $26.63 |
| 2026-09-30 | 577 | $26.61 |
| 2026-09-29 | 386 | $26.63 |
| 2026-09-28 | 5,167 | $26.63 |
| 2026-09-25 | 5,451 | $26.62 |
| 2026-09-24 | 3,291 | $26.62 |
| 2026-09-23 | 5,736 | $26.68 |
| 2026-09-22 | 4,477 | $26.70 |
| 2026-09-21 | 13,364 | $26.57 |
| 2026-09-18 | 13,567 | $26.58 |
| 2026-09-17 | 8,992 | $26.49 |
| 2026-09-16 | 2,016 | $26.56 |
| 2026-09-10 | 174 | $26.61 |
| 2026-09-09 | 20,697 | $26.64 |
| 2026-09-08 | 21,339 | $26.68 |
| 2026-09-04 | 19,316 | $26.76 |
| 2026-09-03 | 15,948 | $26.62 |
| 2026-09-02 | 4,039 | $26.60 |
| 2026-09-01 | 14,520 | $26.60 |
| 2026-08-28 | 2,286 | $26.61 |
| 2026-08-27 | 2,285 | $26.58 |
| 2026-08-26 | 2,285 | $26.58 |
| 2026-08-25 | 2,285 | $26.60 |
| 2026-08-21 | 1 | $26.59 |
| 2026-08-20 | 2 | $26.56 |
| 2026-08-19 | 1 | $26.56 |
| 2026-08-14 | 1 | $26.55 |
| 2026-08-13 | 1 | $26.54 |
| 2026-08-03 | 1 | $26.47 |
| 2026-07-31 | 1 | $26.44 |
| 2026-07-30 | 1 | $26.40 |
| 2026-07-09 | 3 | $26.35 |
| 2026-07-08 | 6 | $26.36 |
| 2026-07-07 | 7 | $26.36 |
| 2026-07-06 | 4 | $26.33 |
| 2026-07-02 | 3 | $26.33 |
| 2026-07-01 | 3 | $26.30 |
| 2026-06-30 | 1 | $26.27 |
| 2026-06-29 | 1 | $26.25 |
| 2026-05-13 | 4 | $26.12 |
| 2026-05-12 | 4 | $26.12 |
| 2026-04-02 | 3 | $25.53 |
| 2026-04-01 | 3 | $25.48 |
| 2026-03-31 | 3 | $25.33 |
| 2026-03-20 | 3 | $25.53 |
| 2026-03-19 | 3 | $25.54 |
| 2026-03-18 | 3 | $25.61 |
| 2025-12-29 | 5 | $25.56 |
| 2025-12-26 | 5 | $25.54 |
| 2025-12-24 | 5 | $25.52 |
| 2025-12-23 | 5 | $25.51 |
| 2025-12-02 | 2 | $25.39 |
| 2025-10-07 | 491 | $25.27 |
| 2025-10-06 | 815 | $25.26 |
| 2025-10-03 | 393 | $25.26 |
| 2025-10-02 | 17,631 | $25.26 |
| 2025-10-01 | 17,631 | $25.27 |
| 2025-09-30 | 20,121 | $25.21 |
| 2025-09-29 | 20,123 | $25.20 |
| 2025-09-26 | 20,047 | $25.16 |
| 2025-09-25 | 19,847 | $25.22 |
| 2025-09-24 | 75 | $25.20 |
| 2025-09-23 | 75 | $25.22 |
| 2025-09-22 | 75 | $25.20 |
| 2025-09-19 | 100 | $25.18 |
| 2025-09-12 | 3,690 | $25.14 |
| 2025-09-11 | 4,091 | $25.10 |
| 2025-09-10 | 4,191 | $25.08 |
| 2025-09-09 | 9,726 | $25.08 |
| 2025-09-08 | 25,436 | $25.07 |
| 2025-09-05 | 21,438 | $25.05 |
| 2025-09-04 | 41,413 | $25.01 |
| 2025-09-03 | 35,144 | $24.98 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N593 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.