Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N601
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 112 settlement days, totaling 496,064 fail shares and peaking at 178,064 shares on 2026-03-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 3,005 | $32.96 |
| 2026-10-08 | 1,548 | $32.98 |
| 2026-10-06 | 108 | $32.90 |
| 2026-10-05 | 809 | $32.87 |
| 2026-09-22 | 1,507 | $32.83 |
| 2026-09-21 | 1,507 | $32.71 |
| 2026-09-18 | 1,508 | $32.66 |
| 2026-09-16 | 3,023 | $32.61 |
| 2026-09-15 | 3,788 | $32.66 |
| 2026-09-14 | 3,785 | $32.62 |
| 2026-08-19 | 9 | $32.56 |
| 2026-08-18 | 9 | $32.60 |
| 2026-08-17 | 9 | $32.62 |
| 2026-08-05 | 2,637 | $32.50 |
| 2026-08-04 | 1,917 | $32.39 |
| 2026-08-03 | 181 | $32.22 |
| 2026-07-31 | 181 | $32.19 |
| 2026-07-30 | 1,496 | $31.98 |
| 2026-07-23 | 153 | $32.16 |
| 2026-07-15 | 1,212 | $32.22 |
| 2026-07-14 | 1,213 | $32.15 |
| 2026-06-09 | 25 | $31.89 |
| 2026-06-08 | 25 | $31.87 |
| 2026-06-05 | 25 | $32.08 |
| 2026-05-27 | 349 | $31.97 |
| 2026-05-26 | 249 | $31.94 |
| 2026-05-22 | 249 | $31.89 |
| 2026-05-20 | 449 | $31.76 |
| 2026-05-19 | 1,126 | $31.86 |
| 2026-05-18 | 148 | $31.81 |
| 2026-05-13 | 14,434 | $31.79 |
| 2026-05-11 | 10 | $31.79 |
| 2026-05-01 | 147 | $31.58 |
| 2026-04-30 | 174 | $31.44 |
| 2026-04-29 | 174 | $31.46 |
| 2026-04-28 | 133 | $31.50 |
| 2026-04-27 | 3,362 | $31.48 |
| 2026-04-24 | 887 | $31.40 |
| 2026-04-23 | 633 | $31.43 |
| 2026-04-20 | 1,157 | $31.45 |
| 2026-04-17 | 1,016 | $31.32 |
| 2026-04-16 | 816 | $31.27 |
| 2026-04-15 | 100 | $31.20 |
| 2026-04-14 | 15,105 | $31.07 |
| 2026-04-13 | 15,205 | $30.93 |
| 2026-04-10 | 15,296 | $30.96 |
| 2026-04-07 | 756 | $30.51 |
| 2026-04-06 | 3,404 | $30.46 |
| 2026-04-02 | 4,553 | $30.44 |
| 2026-04-01 | 4,507 | $30.32 |
| 2026-03-31 | 2,330 | $29.90 |
| 2026-03-30 | 837 | $29.93 |
| 2026-03-27 | 389 | $30.19 |
| 2026-03-26 | 1,001 | $30.40 |
| 2026-03-25 | 1,377 | $30.34 |
| 2026-03-24 | 1,227 | $30.39 |
| 2026-03-23 | 827 | $30.19 |
| 2026-03-20 | 5,238 | $30.40 |
| 2026-03-19 | 446 | $30.42 |
| 2026-03-18 | 1,354 | $30.63 |
| 2026-03-17 | 2,654 | $30.61 |
| 2026-03-16 | 1,214 | $30.42 |
| 2026-03-13 | 734 | $30.49 |
| 2026-03-12 | 829 | $30.73 |
| 2026-03-11 | 2,395 | $30.73 |
| 2026-03-10 | 9,975 | $30.74 |
| 2026-03-09 | 12,053 | $30.60 |
| 2026-03-06 | 14,442 | $30.80 |
| 2026-03-05 | 10,033 | $30.89 |
| 2026-03-04 | 10,029 | $30.80 |
| 2026-03-03 | 76,888 | $30.93 |
| 2026-03-02 | 178,064 | $30.85 |
| 2026-02-27 | 5,105 | $30.90 |
| 2026-02-26 | 3,474 | $30.91 |
| 2026-02-25 | 1,979 | $30.88 |
| 2026-02-24 | 1,979 | $30.85 |
| 2026-02-23 | 1,979 | $30.86 |
| 2026-02-20 | 2,011 | $30.80 |
| 2026-02-17 | 110 | $30.73 |
| 2026-02-13 | 166 | $30.71 |
| 2026-02-12 | 262 | $30.79 |
| 2026-02-11 | 110 | $30.77 |
| 2026-02-10 | 248 | $30.78 |
| 2026-02-09 | 341 | $30.75 |
| 2026-02-06 | 46 | $30.57 |
| 2026-02-05 | 46 | $30.66 |
| 2026-02-02 | 9,450 | $30.68 |
| 2026-01-30 | 2,266 | $30.69 |
| 2026-01-29 | 1,703 | $30.72 |
| 2026-01-28 | 49 | $30.70 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N601 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.