Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N650
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 45 settlement days, totaling 170,119 fail shares and peaking at 48,488 shares on 2026-04-07. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-18 | 1 | $27.57 |
| 2026-09-17 | 1 | $27.53 |
| 2026-09-16 | 1 | $27.54 |
| 2026-09-15 | 1 | $27.55 |
| 2026-09-10 | 1 | $27.56 |
| 2026-09-09 | 2 | $27.57 |
| 2026-09-08 | 1 | $27.58 |
| 2026-09-04 | 1 | $27.57 |
| 2026-08-12 | 61 | $27.47 |
| 2026-08-11 | 62 | $27.47 |
| 2026-08-10 | 62 | $27.50 |
| 2026-08-07 | 602 | $27.45 |
| 2026-08-06 | 602 | $27.46 |
| 2026-08-05 | 602 | $27.47 |
| 2026-08-04 | 602 | $27.43 |
| 2026-06-10 | 37 | $27.19 |
| 2026-06-05 | 135 | $27.25 |
| 2026-06-04 | 135 | $27.24 |
| 2026-06-03 | 213 | $27.26 |
| 2026-06-02 | 90 | $27.25 |
| 2026-06-01 | 90 | $27.25 |
| 2026-05-29 | 90 | $27.23 |
| 2026-05-28 | 90 | $27.22 |
| 2026-05-22 | 90 | $27.19 |
| 2026-05-21 | 165 | $27.19 |
| 2026-05-20 | 229 | $27.17 |
| 2026-04-22 | 100 | $27.04 |
| 2026-04-21 | 497 | $27.05 |
| 2026-04-20 | 768 | $27.06 |
| 2026-04-17 | 968 | $27.01 |
| 2026-04-16 | 980 | $27.00 |
| 2026-04-15 | 1,202 | $26.96 |
| 2026-04-14 | 1,264 | $26.92 |
| 2026-04-13 | 2,425 | $26.89 |
| 2026-04-10 | 3,805 | $26.88 |
| 2026-04-09 | 1,281 | $26.85 |
| 2026-04-08 | 16,398 | $26.74 |
| 2026-04-07 | 48,488 | $26.74 |
| 2026-04-06 | 43,981 | $26.73 |
| 2026-04-02 | 24,411 | $26.72 |
| 2026-04-01 | 203 | $26.68 |
| 2026-03-31 | 8,171 | $26.68 |
| 2026-03-30 | 8,170 | $26.66 |
| 2026-03-27 | 6,295 | $26.67 |
| 2026-02-06 | 1 | $26.46 |
| 2026-02-05 | 1 | $26.48 |
| 2026-02-04 | 1 | $26.49 |
| 2025-12-18 | 1 | $26.27 |
| 2025-12-17 | 1 | $26.29 |
| 2025-12-16 | 1 | $26.29 |
| 2025-11-24 | 9 | $26.10 |
| 2025-11-21 | 9 | $26.06 |
| 2025-11-20 | 9 | $26.10 |
| 2025-11-18 | 3 | $26.11 |
| 2025-10-28 | 1 | $26.14 |
| 2025-10-27 | 1 | $26.12 |
| 2025-10-09 | 1 | $26.05 |
| 2025-10-08 | 1 | $26.04 |
| 2025-10-07 | 1 | $26.05 |
| 2025-10-06 | 1 | $26.04 |
| 2025-07-29 | 1 | $25.73 |
| 2025-07-28 | 1 | $25.73 |
| 2025-07-25 | 1 | $25.71 |
| 2025-07-18 | 1 | $25.66 |
| 2025-07-17 | 1 | $25.65 |
| 2025-07-16 | 1 | $25.62 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N650 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.