Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N700
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 112 settlement days, totaling 301,798 fail shares and peaking at 34,726 shares on 2026-04-08. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 2,953 | $33.64 |
| 2026-10-13 | 3,055 | $33.61 |
| 2026-10-09 | 2,061 | $33.51 |
| 2026-09-29 | 1,639 | $33.40 |
| 2026-09-28 | 11 | $33.47 |
| 2026-09-25 | 66 | $33.36 |
| 2026-09-24 | 3 | $33.38 |
| 2026-09-22 | 4 | $33.44 |
| 2026-09-21 | 3 | $33.29 |
| 2026-09-18 | 2 | $33.28 |
| 2026-09-16 | 682 | $33.13 |
| 2026-09-15 | 6,687 | $33.20 |
| 2026-09-03 | 35 | $33.26 |
| 2026-09-02 | 98 | $33.18 |
| 2026-09-01 | 171 | $33.26 |
| 2026-08-28 | 142 | $33.29 |
| 2026-08-27 | 146 | $33.20 |
| 2026-08-26 | 390 | $33.18 |
| 2026-08-25 | 253 | $33.10 |
| 2026-08-21 | 388 | $33.11 |
| 2026-08-20 | 16,965 | $33.18 |
| 2026-08-19 | 298 | $33.13 |
| 2026-08-18 | 299 | $33.16 |
| 2026-08-14 | 481 | $33.18 |
| 2026-08-13 | 480 | $33.11 |
| 2026-08-12 | 481 | $33.07 |
| 2026-07-31 | 2,839 | $32.67 |
| 2026-07-28 | 217 | $32.58 |
| 2026-07-27 | 215 | $32.55 |
| 2026-07-24 | 573 | $32.52 |
| 2026-07-23 | 919 | $32.65 |
| 2026-07-22 | 237 | $32.68 |
| 2026-07-21 | 385 | $32.58 |
| 2026-07-20 | 158 | $32.53 |
| 2026-07-16 | 594 | $32.74 |
| 2026-07-15 | 2,217 | $32.69 |
| 2026-07-14 | 666 | $32.63 |
| 2026-07-13 | 1,107 | $32.70 |
| 2026-07-10 | 242 | $32.66 |
| 2026-07-09 | 14 | $32.57 |
| 2026-07-08 | 14 | $32.59 |
| 2026-07-06 | 73 | $32.54 |
| 2026-07-02 | 71 | $32.53 |
| 2026-07-01 | 469 | $32.55 |
| 2026-06-30 | 1 | $32.49 |
| 2026-06-29 | 57 | $30.59 |
| 2026-06-24 | 14,576 | $32.35 |
| 2026-06-12 | 23 | $32.30 |
| 2026-06-08 | 1 | $32.28 |
| 2026-06-05 | 4 | $32.55 |
| 2026-06-04 | 900 | $32.49 |
| 2026-06-03 | 3 | $32.56 |
| 2026-06-02 | 3 | $32.55 |
| 2026-05-28 | 20,655 | $32.43 |
| 2026-05-27 | 20,810 | $32.41 |
| 2026-05-26 | 21,790 | $32.20 |
| 2026-05-20 | 2 | $32.16 |
| 2026-05-19 | 2 | $32.25 |
| 2026-05-18 | 2 | $32.23 |
| 2026-05-14 | 222 | $32.26 |
| 2026-05-13 | 26,366 | $32.19 |
| 2026-05-12 | 222 | $32.19 |
| 2026-04-24 | 300 | $31.72 |
| 2026-04-21 | 191 | $31.72 |
| 2026-04-16 | 691 | $31.58 |
| 2026-04-15 | 3,532 | $31.48 |
| 2026-04-14 | 3,408 | $31.31 |
| 2026-04-13 | 5,689 | $31.16 |
| 2026-04-10 | 3,138 | $31.16 |
| 2026-04-09 | 3,053 | $31.03 |
| 2026-04-08 | 34,726 | $30.55 |
| 2026-04-07 | 15,975 | $30.57 |
| 2026-04-06 | 12,073 | $30.49 |
| 2026-04-02 | 22,517 | $30.46 |
| 2026-04-01 | 10,402 | $30.28 |
| 2026-03-25 | 42 | $30.02 |
| 2026-03-24 | 42 | $30.04 |
| 2026-03-23 | 42 | $29.88 |
| 2026-03-11 | 246 | $29.98 |
| 2026-03-10 | 65 | $29.98 |
| 2026-03-06 | 28 | $29.99 |
| 2026-03-05 | 28 | $30.02 |
| 2026-03-02 | 844 | $30.01 |
| 2026-02-27 | 3,934 | $30.03 |
| 2026-02-26 | 3,901 | $30.04 |
| 2026-02-25 | 1,124 | $29.99 |
| 2026-02-20 | 161 | $29.92 |
| 2026-02-19 | 161 | $29.95 |
| 2026-02-18 | 161 | $29.94 |
| 2026-02-17 | 427 | $29.88 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N700 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.