Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N726
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 146 settlement days, totaling 496,690 fail shares and peaking at 34,397 shares on 2025-12-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-09 | 6,288 | $33.66 |
| 2026-10-08 | 3,013 | $33.79 |
| 2026-10-07 | 3,013 | $33.74 |
| 2026-09-29 | 6,187 | $33.46 |
| 2026-09-22 | 1,535 | $33.60 |
| 2026-09-21 | 1,535 | $33.34 |
| 2026-09-15 | 8,241 | $33.23 |
| 2026-09-14 | 122 | $33.31 |
| 2026-09-11 | 1 | $33.11 |
| 2026-09-10 | 1 | $33.23 |
| 2026-09-09 | 1 | $33.31 |
| 2026-09-08 | 2,023 | $33.40 |
| 2026-09-04 | 140 | $33.45 |
| 2026-09-03 | 634 | $33.28 |
| 2026-09-02 | 494 | $33.17 |
| 2026-09-01 | 494 | $33.31 |
| 2026-08-27 | 1,689 | $33.24 |
| 2026-08-26 | 7 | $33.23 |
| 2026-08-25 | 733 | $33.00 |
| 2026-08-24 | 441 | $33.20 |
| 2026-08-19 | 172 | $33.20 |
| 2026-08-18 | 200 | $33.29 |
| 2026-08-17 | 200 | $33.33 |
| 2026-08-13 | 508 | $33.27 |
| 2026-08-12 | 508 | $33.17 |
| 2026-08-11 | 2,660 | $33.21 |
| 2026-08-10 | 34 | $33.24 |
| 2026-08-07 | 234 | $33.13 |
| 2026-08-06 | 234 | $33.17 |
| 2026-08-05 | 200 | $32.99 |
| 2026-08-04 | 429 | $32.92 |
| 2026-08-03 | 1,169 | $32.76 |
| 2026-07-31 | 782 | $32.54 |
| 2026-07-30 | 97 | $32.22 |
| 2026-07-27 | 140 | $32.45 |
| 2026-07-24 | 140 | $32.41 |
| 2026-07-23 | 140 | $32.63 |
| 2026-07-22 | 2,844 | $32.66 |
| 2026-07-16 | 190 | $32.78 |
| 2026-07-15 | 1,240 | $32.72 |
| 2026-07-08 | 277 | $32.58 |
| 2026-07-07 | 586 | $32.64 |
| 2026-07-02 | 225 | $32.49 |
| 2026-07-01 | 225 | $32.49 |
| 2026-06-26 | 27 | $32.17 |
| 2026-06-25 | 1,497 | $32.14 |
| 2026-06-24 | 227 | $32.19 |
| 2026-06-15 | 4,994 | $32.28 |
| 2026-06-12 | 5,935 | $32.18 |
| 2026-06-11 | 2,145 | $31.96 |
| 2026-06-08 | 81 | $32.17 |
| 2026-06-05 | 75 | $32.55 |
| 2026-06-04 | 74 | $32.46 |
| 2026-05-28 | 7,185 | $32.37 |
| 2026-05-27 | 7,424 | $32.36 |
| 2026-05-26 | 14,184 | $32.11 |
| 2026-05-21 | 385 | $32.17 |
| 2026-05-20 | 336 | $32.00 |
| 2026-05-19 | 378 | $32.14 |
| 2026-05-13 | 471 | $32.09 |
| 2026-05-11 | 97 | $31.99 |
| 2026-05-06 | 296 | $31.77 |
| 2026-05-05 | 5,917 | $31.64 |
| 2026-05-04 | 84 | $31.72 |
| 2026-05-01 | 100 | $31.69 |
| 2026-04-30 | 224 | $31.47 |
| 2026-04-29 | 2,375 | $31.49 |
| 2026-04-22 | 39 | $31.28 |
| 2026-04-16 | 354 | $31.17 |
| 2026-04-15 | 354 | $31.02 |
| 2026-04-14 | 11,969 | $30.80 |
| 2026-04-13 | 6,561 | $30.59 |
| 2026-04-10 | 538 | $30.61 |
| 2026-04-09 | 3,212 | $30.47 |
| 2026-04-08 | 15,303 | $29.98 |
| 2026-04-07 | 185 | $29.97 |
| 2026-04-06 | 296 | $29.89 |
| 2026-04-02 | 334 | $29.86 |
| 2026-04-01 | 160 | $29.70 |
| 2026-03-30 | 114 | $29.24 |
| 2026-03-26 | 15,516 | $29.89 |
| 2026-03-25 | 2,051 | $29.77 |
| 2026-03-24 | 2,029 | $29.87 |
| 2026-03-23 | 97 | $29.63 |
| 2026-03-19 | 989 | $29.97 |
| 2026-03-18 | 2,580 | $30.24 |
| 2026-03-17 | 2,337 | $30.19 |
| 2026-03-16 | 333 | $29.97 |
| 2026-03-11 | 987 | $30.38 |
| 2026-03-05 | 241 | $30.65 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N726 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.