Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N734
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 144 settlement days, totaling 720,859 fail shares and peaking at 150,766 shares on 2026-03-13. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-06 | 227 | $33.86 |
| 2026-10-05 | 196 | $33.70 |
| 2026-10-01 | 6 | $33.48 |
| 2026-09-29 | 3,295 | $33.54 |
| 2026-09-15 | 3,643 | $33.28 |
| 2026-09-09 | 1,765 | $33.39 |
| 2026-09-01 | 18,864 | $33.40 |
| 2026-08-31 | 18,683 | $33.46 |
| 2026-08-28 | 18,535 | $33.45 |
| 2026-08-25 | 40 | $33.14 |
| 2026-08-24 | 36 | $33.29 |
| 2026-08-21 | 36 | $33.21 |
| 2026-08-18 | 11 | $33.41 |
| 2026-08-14 | 201 | $33.46 |
| 2026-08-13 | 199 | $33.36 |
| 2026-08-12 | 184 | $33.27 |
| 2026-08-05 | 124 | $33.07 |
| 2026-08-03 | 114 | $32.74 |
| 2026-07-31 | 111 | $32.54 |
| 2026-07-30 | 505 | $32.19 |
| 2026-07-28 | 1,299 | $32.48 |
| 2026-07-27 | 1,886 | $32.46 |
| 2026-07-24 | 1,887 | $32.43 |
| 2026-07-23 | 560 | $32.66 |
| 2026-07-16 | 127 | $32.84 |
| 2026-07-15 | 489 | $32.76 |
| 2026-07-14 | 28 | $32.67 |
| 2026-07-10 | 72 | $32.69 |
| 2026-07-07 | 612 | $32.67 |
| 2026-07-06 | 511 | $32.49 |
| 2026-07-02 | 310 | $32.50 |
| 2026-06-29 | 42 | $31.77 |
| 2026-06-26 | 162 | $32.17 |
| 2026-06-25 | 162 | $32.17 |
| 2026-06-24 | 168 | $32.23 |
| 2026-06-16 | 1,178 | $32.58 |
| 2026-06-15 | 1,178 | $32.29 |
| 2026-06-04 | 300 | $32.55 |
| 2026-05-28 | 9,503 | $32.43 |
| 2026-05-27 | 9,503 | $32.41 |
| 2026-05-26 | 12,478 | $32.15 |
| 2026-05-18 | 84 | $32.12 |
| 2026-05-15 | 84 | $32.29 |
| 2026-05-14 | 84 | $32.18 |
| 2026-05-13 | 16,477 | $32.10 |
| 2026-05-11 | 1,240 | $31.95 |
| 2026-05-04 | 1,900 | $31.72 |
| 2026-04-28 | 143 | $31.54 |
| 2026-04-27 | 143 | $31.51 |
| 2026-04-22 | 140 | $31.23 |
| 2026-04-21 | 140 | $31.35 |
| 2026-04-20 | 340 | $31.40 |
| 2026-04-17 | 1,472 | $31.19 |
| 2026-04-16 | 48 | $31.12 |
| 2026-04-14 | 38 | $30.71 |
| 2026-04-08 | 10,763 | $29.89 |
| 2026-04-07 | 114 | $29.89 |
| 2026-04-01 | 12 | $29.62 |
| 2026-03-31 | 16 | $29.09 |
| 2026-03-25 | 118 | $29.71 |
| 2026-03-24 | 133 | $29.80 |
| 2026-03-23 | 133 | $29.54 |
| 2026-03-19 | 707 | $29.89 |
| 2026-03-18 | 1,562 | $30.16 |
| 2026-03-17 | 2,362 | $30.13 |
| 2026-03-16 | 323 | $29.90 |
| 2026-03-13 | 150,766 | $30.03 |
| 2026-03-12 | 146,284 | $30.32 |
| 2026-03-10 | 202 | $30.37 |
| 2026-03-04 | 209 | $30.40 |
| 2026-03-02 | 10 | $30.57 |
| 2026-02-27 | 10 | $30.63 |
| 2026-02-26 | 431 | $30.77 |
| 2026-02-25 | 138 | $30.65 |
| 2026-02-24 | 438 | $30.44 |
| 2026-02-23 | 2,271 | $30.68 |
| 2026-02-20 | 2,257 | $30.52 |
| 2026-02-12 | 66 | $30.75 |
| 2026-02-11 | 66 | $30.74 |
| 2026-02-06 | 2,284 | $30.32 |
| 2026-02-04 | 201 | $30.66 |
| 2026-02-03 | 6,688 | $30.86 |
| 2026-02-02 | 6,760 | $30.70 |
| 2026-01-30 | 1,795 | $30.76 |
| 2026-01-27 | 9,785 | $30.74 |
| 2026-01-26 | 3,736 | $30.64 |
| 2026-01-23 | 75 | $30.60 |
| 2026-01-21 | 7 | $30.29 |
| 2026-01-15 | 1,187 | $30.65 |
| 2026-01-14 | 1,202 | $30.73 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N734 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.