Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N742
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 113 settlement days, totaling 410,986 fail shares and peaking at 86,333 shares on 2025-10-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 6,118 | $33.95 |
| 2026-10-09 | 2,340 | $33.78 |
| 2026-10-08 | 2,322 | $33.89 |
| 2026-10-07 | 747 | $33.86 |
| 2026-10-05 | 3,325 | $33.70 |
| 2026-10-02 | 151,994 | $33.54 |
| 2026-10-01 | 84 | $33.53 |
| 2026-09-30 | 147 | $33.51 |
| 2026-09-29 | 7,108 | $33.49 |
| 2026-09-28 | 268 | $33.48 |
| 2026-09-24 | 141 | $33.44 |
| 2026-09-23 | 519 | $33.45 |
| 2026-09-22 | 351 | $33.45 |
| 2026-09-15 | 6,660 | $33.18 |
| 2026-09-14 | 1,054 | $33.23 |
| 2026-09-11 | 1,057 | $33.05 |
| 2026-09-10 | 1,057 | $33.14 |
| 2026-09-08 | 2 | $33.23 |
| 2026-08-19 | 174 | $33.00 |
| 2026-08-18 | 1 | $33.06 |
| 2026-08-17 | 1 | $33.07 |
| 2026-08-13 | 100 | $33.02 |
| 2026-08-12 | 100 | $32.94 |
| 2026-08-11 | 100 | $32.99 |
| 2026-07-31 | 146 | $32.42 |
| 2026-07-30 | 146 | $32.12 |
| 2026-07-29 | 2,355 | $32.40 |
| 2026-07-28 | 1,730 | $32.35 |
| 2026-07-27 | 1,552 | $32.30 |
| 2026-07-24 | 1,856 | $32.33 |
| 2026-07-23 | 87 | $32.46 |
| 2026-07-17 | 70 | $32.51 |
| 2026-07-16 | 70 | $32.57 |
| 2026-07-10 | 100 | $32.45 |
| 2026-07-09 | 100 | $32.35 |
| 2026-07-06 | 311 | $32.25 |
| 2026-07-02 | 211 | $32.30 |
| 2026-07-01 | 56 | $32.32 |
| 2026-06-29 | 1,603 | $30.73 |
| 2026-06-24 | 3,851 | $32.04 |
| 2026-06-23 | 3,851 | $32.21 |
| 2026-06-12 | 142 | $31.96 |
| 2026-05-28 | 9,096 | $32.13 |
| 2026-05-27 | 9,096 | $32.11 |
| 2026-05-26 | 26,254 | $31.84 |
| 2026-05-22 | 55 | $31.83 |
| 2026-05-21 | 429 | $31.94 |
| 2026-05-13 | 27,173 | $31.84 |
| 2026-05-05 | 13 | $31.46 |
| 2026-05-04 | 183 | $31.53 |
| 2026-04-30 | 806 | $31.31 |
| 2026-04-29 | 2,032 | $31.34 |
| 2026-04-23 | 3,657 | $31.29 |
| 2026-04-14 | 1,001 | $30.68 |
| 2026-04-10 | 524 | $30.51 |
| 2026-04-08 | 15,272 | $29.90 |
| 2026-04-07 | 100 | $29.89 |
| 2026-03-31 | 1,211 | $29.10 |
| 2026-03-30 | 1,111 | $29.13 |
| 2026-03-27 | 159 | $29.47 |
| 2026-03-16 | 139 | $29.85 |
| 2026-03-05 | 242 | $30.50 |
| 2026-03-04 | 242 | $30.35 |
| 2026-03-03 | 242 | $30.49 |
| 2026-03-02 | 242 | $30.52 |
| 2026-02-23 | 632 | $30.58 |
| 2026-02-20 | 280 | $30.44 |
| 2026-02-17 | 901 | $30.34 |
| 2026-02-06 | 2,798 | $30.28 |
| 2026-02-05 | 168 | $30.50 |
| 2026-02-04 | 76 | $30.55 |
| 2026-02-03 | 8,329 | $30.71 |
| 2026-02-02 | 8,334 | $30.57 |
| 2026-01-30 | 366 | $30.64 |
| 2026-01-29 | 325 | $30.68 |
| 2026-01-28 | 325 | $30.67 |
| 2026-01-27 | 7,710 | $30.62 |
| 2026-01-26 | 1,516 | $30.53 |
| 2026-01-23 | 3 | $30.52 |
| 2026-01-22 | 126 | $30.43 |
| 2026-01-21 | 138 | $30.21 |
| 2026-01-20 | 798 | $30.59 |
| 2026-01-16 | 64 | $30.58 |
| 2026-01-13 | 53 | $30.64 |
| 2026-01-02 | 102 | $30.35 |
| 2025-12-19 | 382 | $30.08 |
| 2025-12-18 | 274 | $29.91 |
| 2025-12-17 | 374 | $30.14 |
| 2025-12-16 | 3,155 | $30.16 |
| 2025-12-15 | 2,013 | $30.16 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N742 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.