Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N759
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 95 settlement days, totaling 419,052 fail shares and peaking at 72,419 shares on 2025-12-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-09 | 2,074 | $31.85 |
| 2026-08-06 | 7,196 | $31.43 |
| 2026-08-05 | 7,416 | $31.42 |
| 2026-08-04 | 149 | $31.26 |
| 2026-08-03 | 131 | $31.09 |
| 2026-06-15 | 795 | $30.76 |
| 2026-06-12 | 795 | $30.70 |
| 2026-06-11 | 995 | $30.53 |
| 2026-06-01 | 4 | $30.91 |
| 2026-05-29 | 104 | $30.88 |
| 2026-05-28 | 104 | $30.80 |
| 2026-05-18 | 436 | $30.62 |
| 2026-05-15 | 436 | $30.69 |
| 2026-05-14 | 389 | $30.65 |
| 2026-05-13 | 3,570 | $30.61 |
| 2026-04-10 | 21,623 | $29.66 |
| 2026-03-23 | 1,647 | $28.92 |
| 2026-03-20 | 1,647 | $29.13 |
| 2026-03-06 | 1,727 | $29.53 |
| 2026-03-05 | 1,727 | $29.62 |
| 2026-02-20 | 11 | $29.57 |
| 2026-02-13 | 387 | $29.50 |
| 2026-02-12 | 386 | $29.70 |
| 2026-02-11 | 297 | $29.70 |
| 2026-02-10 | 297 | $29.74 |
| 2026-02-09 | 297 | $29.68 |
| 2026-02-04 | 200 | $29.63 |
| 2026-02-03 | 7,493 | $29.75 |
| 2026-02-02 | 7,493 | $29.68 |
| 2026-01-30 | 3,766 | $29.73 |
| 2026-01-29 | 2,525 | $29.72 |
| 2026-01-28 | 182 | $29.73 |
| 2026-01-27 | 2,901 | $29.69 |
| 2026-01-26 | 2,181 | $29.62 |
| 2026-01-22 | 80 | $29.54 |
| 2026-01-21 | 344 | $29.44 |
| 2026-01-14 | 3,356 | $29.66 |
| 2026-01-13 | 2,003 | $29.66 |
| 2025-12-31 | 546 | $29.54 |
| 2025-12-30 | 852 | $29.58 |
| 2025-12-24 | 100 | $29.50 |
| 2025-12-22 | 1,206 | $29.39 |
| 2025-12-19 | 1,206 | $29.27 |
| 2025-12-18 | 20,258 | $29.19 |
| 2025-12-17 | 14,083 | $29.30 |
| 2025-12-16 | 25,828 | $29.31 |
| 2025-12-15 | 24,128 | $29.31 |
| 2025-12-12 | 20,343 | $29.43 |
| 2025-12-11 | 20,636 | $29.40 |
| 2025-12-10 | 29,935 | $29.31 |
| 2025-12-09 | 9,830 | $29.33 |
| 2025-12-08 | 12,521 | $29.37 |
| 2025-12-05 | 7,177 | $29.30 |
| 2025-12-04 | 22,426 | $29.33 |
| 2025-12-03 | 24,869 | $29.28 |
| 2025-12-02 | 72,419 | $29.28 |
| 2025-12-01 | 10 | $29.26 |
| 2025-11-25 | 692 | $29.10 |
| 2025-11-24 | 692 | $28.74 |
| 2025-11-21 | 680 | $28.48 |
| 2025-10-24 | 106 | $28.84 |
| 2025-10-23 | 108 | $28.74 |
| 2025-10-14 | 830 | $28.63 |
| 2025-10-10 | 830 | $28.72 |
| 2025-10-09 | 224 | $28.75 |
| 2025-10-08 | 224 | $28.68 |
| 2025-09-18 | 196 | $28.43 |
| 2025-09-17 | 96 | $28.44 |
| 2025-09-15 | 1,580 | $28.41 |
| 2025-09-12 | 1,680 | $28.40 |
| 2025-09-11 | 1,693 | $28.30 |
| 2025-09-10 | 1,228 | $28.26 |
| 2025-09-08 | 99 | $28.17 |
| 2025-09-03 | 328 | $28.00 |
| 2025-09-02 | 328 | $28.09 |
| 2025-08-26 | 149 | $28.04 |
| 2025-08-21 | 134 | $27.92 |
| 2025-08-20 | 174 | $27.95 |
| 2025-08-11 | 131 | $27.87 |
| 2025-08-08 | 131 | $27.75 |
| 2025-08-07 | 131 | $27.78 |
| 2025-08-05 | 924 | $27.73 |
| 2025-07-25 | 561 | $27.80 |
| 2025-07-24 | 560 | $27.76 |
| 2025-07-23 | 560 | $27.66 |
| 2025-07-03 | 830 | $27.46 |
| 2025-07-02 | 3,010 | $27.39 |
| 2025-07-01 | 688 | $27.42 |
| 2025-06-30 | 11,578 | $27.32 |
| 2025-06-27 | 6,855 | $27.23 |
Showing 90 most recent of 104.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N759 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.