Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N767
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 79 settlement days, totaling 555,521 fail shares and peaking at 152,562 shares on 2025-11-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-11 | 1,557 | $31.48 |
| 2026-09-08 | 1,656 | $31.71 |
| 2026-08-21 | 3,433 | $31.50 |
| 2026-07-24 | 2,113 | $30.95 |
| 2026-07-23 | 45 | $31.09 |
| 2026-07-22 | 45 | $31.13 |
| 2026-07-21 | 45 | $31.01 |
| 2026-07-20 | 45 | $30.96 |
| 2026-07-06 | 12,522 | $30.96 |
| 2026-07-02 | 12,523 | $30.96 |
| 2026-07-01 | 2 | $30.98 |
| 2026-06-24 | 35 | $30.76 |
| 2026-06-23 | 35 | $30.90 |
| 2026-06-12 | 49 | $30.70 |
| 2026-06-11 | 67 | $30.51 |
| 2026-05-19 | 369 | $30.64 |
| 2026-05-18 | 369 | $30.62 |
| 2026-05-15 | 369 | $30.69 |
| 2026-05-13 | 19,169 | $30.61 |
| 2026-04-21 | 752 | $30.09 |
| 2026-04-20 | 773 | $30.18 |
| 2026-04-16 | 33 | $29.95 |
| 2026-04-15 | 33 | $29.85 |
| 2026-04-10 | 26,599 | $29.56 |
| 2026-04-09 | 574 | $29.46 |
| 2026-03-27 | 2,504 | $28.78 |
| 2026-03-26 | 2,481 | $29.02 |
| 2026-03-10 | 2,048 | $29.40 |
| 2026-03-09 | 1,184 | $29.26 |
| 2026-02-04 | 174 | $29.57 |
| 2026-02-03 | 670 | $29.68 |
| 2026-02-02 | 689 | $29.59 |
| 2026-01-22 | 1,399 | $29.47 |
| 2026-01-21 | 1,876 | $29.30 |
| 2026-01-15 | 14 | $29.55 |
| 2026-01-14 | 25 | $29.60 |
| 2026-01-13 | 150 | $29.64 |
| 2026-01-12 | 150 | $29.61 |
| 2026-01-09 | 20 | $29.48 |
| 2025-12-23 | 200 | $29.40 |
| 2025-12-22 | 200 | $29.30 |
| 2025-12-19 | 202 | $29.20 |
| 2025-12-18 | 2,029 | $29.15 |
| 2025-12-17 | 276 | $29.22 |
| 2025-12-16 | 841 | $29.24 |
| 2025-12-15 | 468 | $29.24 |
| 2025-12-08 | 46 | $29.27 |
| 2025-12-05 | 46 | $29.26 |
| 2025-12-04 | 14,339 | $29.23 |
| 2025-12-03 | 14,841 | $29.22 |
| 2025-12-02 | 9,639 | $29.15 |
| 2025-12-01 | 963 | $29.21 |
| 2025-11-28 | 963 | $29.14 |
| 2025-11-26 | 9,619 | $29.06 |
| 2025-11-25 | 1,306 | $28.93 |
| 2025-11-24 | 1,904 | $28.73 |
| 2025-11-21 | 10,073 | $28.58 |
| 2025-11-20 | 7,378 | $28.79 |
| 2025-11-19 | 711 | $28.75 |
| 2025-11-18 | 2,783 | $28.85 |
| 2025-11-17 | 29,822 | $28.94 |
| 2025-11-14 | 15,864 | $28.96 |
| 2025-11-13 | 27,672 | $29.14 |
| 2025-11-12 | 21,152 | $29.15 |
| 2025-11-10 | 1,932 | $28.93 |
| 2025-11-07 | 15,604 | $28.91 |
| 2025-11-06 | 23,021 | $29.07 |
| 2025-11-05 | 30,088 | $29.05 |
| 2025-11-04 | 152,562 | $29.14 |
| 2025-11-03 | 3 | $29.10 |
| 2025-10-31 | 77,814 | $29.09 |
| 2025-10-30 | 544 | $29.09 |
| 2025-10-29 | 1,509 | $29.08 |
| 2025-10-28 | 1,285 | $29.09 |
| 2025-10-27 | 100 | $29.08 |
| 2025-10-24 | 100 | $29.07 |
| 2025-10-22 | 100 | $29.05 |
| 2025-10-21 | 100 | $29.04 |
| 2025-10-17 | 399 | $28.90 |
| 2025-10-16 | 1,650 | $28.95 |
| 2025-10-15 | 1,650 | $28.94 |
| 2025-09-11 | 2,475 | $28.71 |
| 2025-09-10 | 2,475 | $28.70 |
| 2025-09-04 | 68 | $28.58 |
| 2025-09-03 | 68 | $28.53 |
| 2025-09-02 | 68 | $28.58 |
| 2025-08-14 | 1,650 | $28.50 |
| 2025-08-13 | 1,650 | $28.47 |
| 2025-07-14 | 150 | $28.08 |
| 2025-07-11 | 150 | $28.10 |
Showing 90 most recent of 94.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N767 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.