Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N775
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 125 settlement days, totaling 650,877 fail shares and peaking at 65,213 shares on 2025-10-07. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 2,166 | $31.72 |
| 2026-10-13 | 5,041 | $31.75 |
| 2026-10-09 | 432 | $31.65 |
| 2026-10-08 | 2,389 | $31.74 |
| 2026-10-07 | 3,442 | $31.74 |
| 2026-10-06 | 3,410 | $31.63 |
| 2026-10-05 | 2,613 | $31.58 |
| 2026-10-02 | 16,620 | $31.48 |
| 2026-10-01 | 9,733 | $31.47 |
| 2026-09-30 | 772 | $31.45 |
| 2026-09-29 | 238 | $31.44 |
| 2026-09-25 | 516 | $31.43 |
| 2026-09-24 | 2,065 | $31.42 |
| 2026-09-23 | 2,283 | $31.42 |
| 2026-09-22 | 17 | $31.41 |
| 2026-09-17 | 131 | $31.24 |
| 2026-09-16 | 281 | $31.28 |
| 2026-09-15 | 110 | $31.30 |
| 2026-09-14 | 2,124 | $31.29 |
| 2026-09-11 | 2,567 | $31.20 |
| 2026-09-10 | 874 | $31.29 |
| 2026-09-09 | 125 | $31.31 |
| 2026-09-08 | 1,539 | $31.31 |
| 2026-09-04 | 2,843 | $31.32 |
| 2026-09-03 | 414 | $31.25 |
| 2026-08-28 | 455 | $31.24 |
| 2026-08-27 | 522 | $31.20 |
| 2026-08-26 | 309 | $31.19 |
| 2026-08-20 | 36 | $31.16 |
| 2026-08-18 | 112 | $31.17 |
| 2026-08-14 | 121 | $31.16 |
| 2026-08-13 | 123 | $31.14 |
| 2026-08-11 | 1,896 | $31.11 |
| 2026-08-10 | 1,155 | $31.09 |
| 2026-08-07 | 432 | $31.07 |
| 2026-08-06 | 324 | $31.07 |
| 2026-08-05 | 92 | $31.06 |
| 2026-08-04 | 33 | $30.97 |
| 2026-08-03 | 33 | $30.81 |
| 2026-07-31 | 326 | $30.77 |
| 2026-07-30 | 234 | $30.55 |
| 2026-07-29 | 314 | $30.77 |
| 2026-07-28 | 122 | $30.74 |
| 2026-07-27 | 604 | $30.70 |
| 2026-07-24 | 562 | $30.67 |
| 2026-07-23 | 137 | $30.76 |
| 2026-07-22 | 162 | $30.82 |
| 2026-07-21 | 162 | $30.71 |
| 2026-07-17 | 3 | $30.79 |
| 2026-07-16 | 303 | $30.82 |
| 2026-07-14 | 183 | $30.74 |
| 2026-07-13 | 98 | $30.80 |
| 2026-07-10 | 98 | $30.63 |
| 2026-07-09 | 137 | $30.71 |
| 2026-07-08 | 40 | $30.70 |
| 2026-07-07 | 3,230 | $30.62 |
| 2026-07-06 | 2,549 | $30.63 |
| 2026-07-02 | 1,102 | $30.63 |
| 2026-07-01 | 1,484 | $30.64 |
| 2026-06-30 | 3,463 | $30.57 |
| 2026-06-29 | 240 | $30.32 |
| 2026-06-26 | 43 | $30.43 |
| 2026-06-25 | 43 | $30.44 |
| 2026-06-24 | 1,323 | $30.46 |
| 2026-06-23 | 1,394 | $30.56 |
| 2026-06-22 | 1,258 | $30.59 |
| 2026-06-15 | 417 | $30.45 |
| 2026-06-12 | 416 | $30.39 |
| 2026-06-11 | 321 | $30.25 |
| 2026-06-09 | 131 | $30.41 |
| 2026-06-08 | 515 | $30.39 |
| 2026-06-05 | 307 | $30.58 |
| 2026-06-02 | 329 | $30.57 |
| 2026-05-29 | 367 | $30.54 |
| 2026-05-28 | 439 | $30.48 |
| 2026-05-27 | 610 | $30.47 |
| 2026-05-26 | 196 | $30.43 |
| 2026-05-21 | 90 | $30.36 |
| 2026-05-20 | 5 | $30.29 |
| 2026-05-19 | 68 | $30.32 |
| 2026-05-18 | 238 | $30.29 |
| 2026-05-15 | 746 | $30.34 |
| 2026-05-14 | 354 | $30.34 |
| 2026-05-13 | 3,653 | $30.30 |
| 2026-05-12 | 121 | $30.30 |
| 2026-05-11 | 49,510 | $30.27 |
| 2026-05-08 | 2,006 | $30.19 |
| 2026-05-07 | 228 | $30.23 |
| 2026-05-04 | 464 | $30.09 |
| 2026-05-01 | 661 | $30.05 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N775 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.