Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N783
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 85 settlement days, totaling 1,121,609 fail shares and peaking at 312,112 shares on 2025-09-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 3,477 | $31.57 |
| 2026-10-13 | 1,819 | $31.63 |
| 2026-10-09 | 1 | $31.51 |
| 2026-10-05 | 712 | $31.46 |
| 2026-10-02 | 814 | $31.38 |
| 2026-10-01 | 29 | $31.39 |
| 2026-09-30 | 30 | $31.35 |
| 2026-09-28 | 2,336 | $31.46 |
| 2026-09-25 | 8,512 | $31.40 |
| 2026-09-24 | 549 | $31.37 |
| 2026-09-23 | 12,058 | $31.48 |
| 2026-09-22 | 2,384 | $31.47 |
| 2026-09-21 | 8,202 | $31.29 |
| 2026-09-18 | 6,041 | $31.22 |
| 2026-09-17 | 5,333 | $31.10 |
| 2026-09-15 | 7,110 | $31.23 |
| 2026-09-14 | 1,491 | $31.21 |
| 2026-09-11 | 2,496 | $31.14 |
| 2026-09-10 | 10,488 | $31.26 |
| 2026-09-09 | 15,026 | $31.32 |
| 2026-09-08 | 5,569 | $31.42 |
| 2026-09-04 | 5,130 | $31.45 |
| 2026-09-03 | 8,788 | $31.32 |
| 2026-09-02 | 7,669 | $31.24 |
| 2026-09-01 | 92,837 | $31.34 |
| 2026-08-31 | 1,242 | $31.28 |
| 2026-08-28 | 338 | $31.31 |
| 2026-08-21 | 2,441 | $31.27 |
| 2026-08-20 | 4 | $31.27 |
| 2026-08-19 | 1 | $31.28 |
| 2026-08-18 | 3 | $31.27 |
| 2026-08-17 | 508 | $31.26 |
| 2026-08-14 | 1,251 | $31.29 |
| 2026-08-13 | 3,228 | $31.24 |
| 2026-08-12 | 2,475 | $31.23 |
| 2026-08-11 | 2,472 | $31.22 |
| 2026-08-07 | 2 | $31.20 |
| 2026-08-06 | 2 | $31.20 |
| 2026-08-05 | 2 | $31.19 |
| 2026-08-04 | 2 | $31.17 |
| 2026-08-03 | 1 | $31.05 |
| 2026-07-31 | 753 | $31.06 |
| 2026-07-30 | 2,673 | $30.87 |
| 2026-07-29 | 103 | $31.02 |
| 2026-07-27 | 37 | $30.96 |
| 2026-07-24 | 2,077 | $30.92 |
| 2026-07-23 | 37 | $30.99 |
| 2026-07-13 | 1 | $31.01 |
| 2026-07-10 | 1 | $30.82 |
| 2026-07-02 | 21 | $30.87 |
| 2026-05-22 | 294 | $30.59 |
| 2026-05-21 | 294 | $30.56 |
| 2026-05-14 | 4,734 | $30.53 |
| 2026-05-13 | 10,468 | $30.50 |
| 2026-04-21 | 693 | $30.15 |
| 2026-04-10 | 26,252 | $29.76 |
| 2026-02-23 | 963 | $29.64 |
| 2026-02-20 | 963 | $29.58 |
| 2026-02-19 | 963 | $29.62 |
| 2026-02-13 | 269 | $29.50 |
| 2026-02-12 | 269 | $29.66 |
| 2026-02-11 | 269 | $29.66 |
| 2026-01-16 | 61 | $29.61 |
| 2026-01-02 | 3,728 | $29.46 |
| 2025-12-18 | 71 | $29.18 |
| 2025-11-20 | 157 | $28.87 |
| 2025-11-19 | 157 | $28.84 |
| 2025-11-14 | 3 | $28.98 |
| 2025-11-13 | 53 | $29.16 |
| 2025-11-12 | 52 | $29.15 |
| 2025-11-10 | 66 | $28.99 |
| 2025-11-07 | 65 | $28.97 |
| 2025-11-06 | 62 | $29.08 |
| 2025-11-05 | 66 | $29.04 |
| 2025-11-04 | 65 | $29.12 |
| 2025-10-30 | 99 | $29.15 |
| 2025-10-29 | 200 | $29.18 |
| 2025-10-28 | 201 | $29.22 |
| 2025-10-27 | 220 | $29.13 |
| 2025-10-24 | 124 | $29.05 |
| 2025-10-23 | 1 | $28.95 |
| 2025-10-22 | 1 | $29.05 |
| 2025-10-21 | 4,891 | $29.06 |
| 2025-10-20 | 8,067 | $28.90 |
| 2025-10-17 | 7,428 | $28.80 |
| 2025-10-16 | 8,055 | $28.88 |
| 2025-10-15 | 9,913 | $28.84 |
| 2025-10-14 | 4,633 | $28.87 |
| 2025-10-10 | 3,910 | $28.98 |
| 2025-10-09 | 2,768 | $29.01 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N783 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.