Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N791
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 120 settlement days, totaling 405,001 fail shares and peaking at 49,591 shares on 2025-09-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 3,372 | $33.57 |
| 2026-10-13 | 3,374 | $33.58 |
| 2026-10-08 | 235 | $33.54 |
| 2026-10-07 | 56 | $33.52 |
| 2026-10-06 | 3 | $33.45 |
| 2026-10-05 | 18,465 | $33.34 |
| 2026-10-02 | 635 | $33.21 |
| 2026-10-01 | 1,606 | $33.20 |
| 2026-09-30 | 55 | $33.22 |
| 2026-09-29 | 10,825 | $33.22 |
| 2026-09-28 | 1,663 | $33.37 |
| 2026-09-25 | 1,664 | $33.25 |
| 2026-09-23 | 234 | $33.41 |
| 2026-09-22 | 867 | $33.40 |
| 2026-09-21 | 1,421 | $33.11 |
| 2026-09-18 | 2,223 | $33.09 |
| 2026-09-17 | 246 | $32.84 |
| 2026-09-16 | 1,812 | $32.92 |
| 2026-09-15 | 7,282 | $33.05 |
| 2026-09-14 | 3,539 | $33.13 |
| 2026-09-11 | 1,331 | $32.94 |
| 2026-09-10 | 761 | $33.07 |
| 2026-09-09 | 8,604 | $33.15 |
| 2026-09-08 | 1,714 | $33.28 |
| 2026-09-04 | 2 | $33.34 |
| 2026-09-03 | 9,961 | $33.13 |
| 2026-09-02 | 4,321 | $33.01 |
| 2026-09-01 | 447 | $33.17 |
| 2026-08-28 | 599 | $33.16 |
| 2026-08-27 | 1,152 | $33.15 |
| 2026-08-26 | 1,483 | $33.14 |
| 2026-08-25 | 1,283 | $33.03 |
| 2026-08-21 | 905 | $33.10 |
| 2026-08-20 | 15,714 | $33.11 |
| 2026-08-19 | 904 | $33.10 |
| 2026-08-14 | 50 | $33.08 |
| 2026-08-13 | 48 | $33.07 |
| 2026-08-12 | 48 | $33.02 |
| 2026-08-06 | 30 | $33.00 |
| 2026-08-05 | 31 | $32.81 |
| 2026-08-03 | 50 | $32.82 |
| 2026-07-31 | 52 | $32.70 |
| 2026-07-30 | 49 | $32.43 |
| 2026-07-27 | 1,255 | $32.59 |
| 2026-07-24 | 1,236 | $32.55 |
| 2026-07-23 | 815 | $32.67 |
| 2026-07-21 | 705 | $32.59 |
| 2026-07-20 | 10,734 | $32.52 |
| 2026-07-17 | 4,841 | $32.67 |
| 2026-07-14 | 501 | $32.63 |
| 2026-07-13 | 1,395 | $32.68 |
| 2026-07-10 | 1 | $32.65 |
| 2026-07-08 | 2 | $32.59 |
| 2026-07-07 | 2 | $32.60 |
| 2026-07-06 | 232 | $32.50 |
| 2026-07-02 | 655 | $32.49 |
| 2026-07-01 | 82 | $32.51 |
| 2026-06-30 | 84 | $32.42 |
| 2026-06-29 | 84 | $31.48 |
| 2026-06-23 | 2,670 | $32.41 |
| 2026-06-02 | 177 | $32.39 |
| 2026-06-01 | 177 | $32.39 |
| 2026-05-29 | 55 | $32.34 |
| 2026-05-28 | 5,157 | $32.28 |
| 2026-05-27 | 5,658 | $32.27 |
| 2026-05-26 | 26,057 | $32.04 |
| 2026-05-14 | 7,025 | $32.07 |
| 2026-05-13 | 18,349 | $32.05 |
| 2026-05-12 | 92 | $32.02 |
| 2026-05-11 | 92 | $31.86 |
| 2026-04-29 | 2,830 | $31.60 |
| 2026-04-28 | 3,032 | $31.67 |
| 2026-04-15 | 13 | $31.23 |
| 2026-04-13 | 14 | $30.86 |
| 2026-04-08 | 4,222 | $30.29 |
| 2026-04-07 | 382 | $30.27 |
| 2026-04-06 | 580 | $30.19 |
| 2026-04-02 | 13 | $30.17 |
| 2026-03-27 | 751 | $29.86 |
| 2026-03-26 | 362 | $30.18 |
| 2026-03-25 | 78 | $30.07 |
| 2026-03-19 | 41 | $30.23 |
| 2026-03-18 | 41 | $30.48 |
| 2026-03-17 | 41 | $30.42 |
| 2026-03-16 | 100 | $30.21 |
| 2026-03-11 | 60 | $30.57 |
| 2026-03-10 | 60 | $30.62 |
| 2026-03-09 | 26 | $30.45 |
| 2026-03-06 | 770 | $30.71 |
| 2026-03-05 | 4,070 | $30.83 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N791 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.