Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N809
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 44 settlement days, totaling 160,559 fail shares and peaking at 31,521 shares on 2026-04-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-07-28 | 2,150 | $31.08 |
| 2026-07-27 | 2,151 | $31.05 |
| 2026-07-24 | 325 | $31.01 |
| 2026-07-10 | 5,694 | $30.96 |
| 2026-07-02 | 10,960 | $31.00 |
| 2026-06-30 | 2 | $30.95 |
| 2026-06-29 | 1 | $30.85 |
| 2026-06-26 | 178 | $30.87 |
| 2026-05-18 | 11,318 | $30.77 |
| 2026-05-15 | 10,453 | $30.73 |
| 2026-05-14 | 5,088 | $30.78 |
| 2026-05-13 | 11,647 | $30.73 |
| 2026-04-29 | 423 | $30.48 |
| 2026-04-28 | 815 | $30.51 |
| 2026-04-27 | 952 | $30.50 |
| 2026-04-24 | 952 | $30.42 |
| 2026-04-21 | 1,030 | $30.43 |
| 2026-04-20 | 3,896 | $30.45 |
| 2026-04-17 | 1,302 | $30.36 |
| 2026-04-15 | 3,340 | $30.25 |
| 2026-04-14 | 1,696 | $30.15 |
| 2026-04-13 | 608 | $30.07 |
| 2026-04-10 | 29,161 | $30.07 |
| 2026-04-09 | 8,382 | $29.97 |
| 2026-04-08 | 8,843 | $29.69 |
| 2026-04-07 | 12,631 | $29.68 |
| 2026-04-06 | 608 | $29.61 |
| 2026-04-02 | 31,521 | $29.55 |
| 2026-04-01 | 551 | $29.40 |
| 2026-03-31 | 90 | $29.39 |
| 2026-03-10 | 101 | $29.23 |
| 2026-03-09 | 142 | $29.15 |
| 2026-03-06 | 237 | $29.23 |
| 2026-03-05 | 1 | $29.24 |
| 2026-02-27 | 491 | $29.24 |
| 2026-02-02 | 940 | $29.12 |
| 2026-01-30 | 336 | $29.14 |
| 2026-01-12 | 1,192 | $29.06 |
| 2026-01-09 | 1,192 | $28.99 |
| 2025-11-03 | 2 | $28.57 |
| 2025-10-31 | 628 | $28.56 |
| 2025-10-16 | 1,642 | $28.41 |
| 2025-10-15 | 1,642 | $28.40 |
| 2025-09-10 | 1,739 | $28.24 |
| 2025-08-13 | 1,842 | $28.06 |
| 2025-08-12 | 200 | $28.04 |
| 2025-08-01 | 9 | $27.88 |
| 2025-07-02 | 1,228 | $27.73 |
| 2025-07-01 | 1,628 | $27.73 |
| 2025-06-06 | 20 | $27.25 |
| 2025-06-05 | 20 | $27.30 |
| 2025-06-04 | 20 | $27.29 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N809 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.