Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N825
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 152 settlement days, totaling 407,686 fail shares and peaking at 25,742 shares on 2026-05-26. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 1,133 | $34.39 |
| 2026-10-08 | 1,452 | $34.35 |
| 2026-10-07 | 3,154 | $34.32 |
| 2026-10-01 | 18 | $34.00 |
| 2026-09-29 | 2,591 | $34.05 |
| 2026-09-28 | 714 | $34.18 |
| 2026-09-25 | 608 | $34.06 |
| 2026-09-24 | 124 | $34.06 |
| 2026-09-23 | 124 | $34.19 |
| 2026-09-22 | 255 | $34.18 |
| 2026-09-21 | 78 | $33.92 |
| 2026-09-18 | 910 | $33.90 |
| 2026-09-17 | 807 | $33.67 |
| 2026-09-16 | 885 | $33.71 |
| 2026-09-15 | 8,851 | $33.86 |
| 2026-09-14 | 666 | $33.93 |
| 2026-09-11 | 450 | $33.74 |
| 2026-09-10 | 1,373 | $33.87 |
| 2026-09-09 | 3,038 | $33.98 |
| 2026-09-08 | 40 | $34.06 |
| 2026-09-04 | 150 | $34.13 |
| 2026-09-02 | 1,001 | $33.80 |
| 2026-09-01 | 1,609 | $33.95 |
| 2026-08-31 | 3,215 | $33.98 |
| 2026-08-28 | 3,617 | $34.02 |
| 2026-08-27 | 1,009 | $33.92 |
| 2026-08-26 | 2,220 | $33.91 |
| 2026-08-25 | 1,871 | $33.79 |
| 2026-08-24 | 61 | $33.88 |
| 2026-08-21 | 2,025 | $33.81 |
| 2026-08-20 | 1,478 | $33.93 |
| 2026-08-19 | 967 | $33.90 |
| 2026-08-18 | 1,151 | $34.01 |
| 2026-08-17 | 471 | $34.07 |
| 2026-08-14 | 477 | $34.08 |
| 2026-08-11 | 17,869 | $33.99 |
| 2026-08-10 | 9,569 | $33.99 |
| 2026-08-07 | 7,367 | $33.90 |
| 2026-08-06 | 1,165 | $33.95 |
| 2026-08-05 | 2,047 | $33.75 |
| 2026-08-04 | 19,505 | $33.64 |
| 2026-08-03 | 10,908 | $33.39 |
| 2026-07-31 | 381 | $33.38 |
| 2026-07-30 | 386 | $33.31 |
| 2026-07-29 | 527 | $33.35 |
| 2026-07-28 | 402 | $33.32 |
| 2026-07-27 | 1,707 | $33.28 |
| 2026-07-24 | 37 | $33.23 |
| 2026-07-22 | 2,296 | $33.30 |
| 2026-07-21 | 2,487 | $33.24 |
| 2026-07-20 | 2,816 | $33.14 |
| 2026-07-17 | 298 | $33.25 |
| 2026-07-13 | 200 | $33.21 |
| 2026-07-10 | 109 | $33.19 |
| 2026-07-09 | 109 | $33.13 |
| 2026-07-08 | 415 | $33.14 |
| 2026-07-07 | 1,427 | $33.16 |
| 2026-07-06 | 903 | $33.08 |
| 2026-07-02 | 516 | $33.06 |
| 2026-07-01 | 210 | $33.07 |
| 2026-06-30 | 1 | $32.99 |
| 2026-06-25 | 200 | $32.80 |
| 2026-06-24 | 200 | $32.84 |
| 2026-06-22 | 5 | $32.97 |
| 2026-06-15 | 2,196 | $32.82 |
| 2026-06-12 | 2,196 | $32.74 |
| 2026-06-04 | 200 | $32.88 |
| 2026-06-03 | 200 | $32.91 |
| 2026-06-02 | 200 | $32.90 |
| 2026-05-28 | 7,861 | $32.79 |
| 2026-05-27 | 7,961 | $32.77 |
| 2026-05-26 | 25,742 | $32.55 |
| 2026-05-14 | 52 | $32.59 |
| 2026-05-13 | 9,326 | $32.55 |
| 2026-05-12 | 52 | $32.55 |
| 2026-05-11 | 1,877 | $32.37 |
| 2026-05-08 | 9,916 | $32.45 |
| 2026-05-04 | 10 | $32.31 |
| 2026-04-29 | 13,344 | $32.13 |
| 2026-04-28 | 2,910 | $32.17 |
| 2026-04-23 | 135 | $32.10 |
| 2026-04-22 | 1,212 | $31.95 |
| 2026-04-21 | 843 | $32.03 |
| 2026-04-17 | 881 | $31.92 |
| 2026-04-16 | 10,881 | $31.88 |
| 2026-04-13 | 5,082 | $31.42 |
| 2026-04-10 | 5,482 | $31.43 |
| 2026-04-09 | 5,502 | $31.29 |
| 2026-04-08 | 568 | $30.82 |
| 2026-04-07 | 67 | $30.79 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N825 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.