Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N841
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 121 settlement days, totaling 410,048 fail shares and peaking at 64,532 shares on 2025-07-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 5,367 | $33.75 |
| 2026-10-13 | 78 | $33.75 |
| 2026-10-09 | 4,837 | $33.57 |
| 2026-10-08 | 78 | $33.72 |
| 2026-09-28 | 143 | $33.54 |
| 2026-09-25 | 812 | $33.42 |
| 2026-09-24 | 669 | $33.42 |
| 2026-09-23 | 799 | $33.58 |
| 2026-09-21 | 3 | $33.26 |
| 2026-09-18 | 3 | $33.24 |
| 2026-09-17 | 1 | $32.99 |
| 2026-09-16 | 1,272 | $33.04 |
| 2026-09-15 | 10,136 | $33.20 |
| 2026-09-14 | 1,274 | $33.28 |
| 2026-09-10 | 70 | $33.22 |
| 2026-09-04 | 377 | $33.49 |
| 2026-09-03 | 278 | $33.28 |
| 2026-09-02 | 88 | $33.16 |
| 2026-08-28 | 87 | $33.40 |
| 2026-08-27 | 82 | $33.27 |
| 2026-08-21 | 3,746 | $33.16 |
| 2026-08-20 | 2,383 | $33.31 |
| 2026-08-19 | 800 | $33.27 |
| 2026-08-18 | 168 | $33.38 |
| 2026-08-17 | 64 | $33.45 |
| 2026-08-14 | 475 | $33.47 |
| 2026-08-13 | 577 | $33.37 |
| 2026-08-12 | 740 | $33.28 |
| 2026-08-11 | 3,778 | $33.34 |
| 2026-08-10 | 681 | $33.36 |
| 2026-08-07 | 928 | $33.25 |
| 2026-08-06 | 352 | $33.30 |
| 2026-08-05 | 352 | $33.12 |
| 2026-08-04 | 2,829 | $32.98 |
| 2026-08-03 | 5,416 | $32.75 |
| 2026-07-31 | 4,946 | $32.57 |
| 2026-07-30 | 2,396 | $32.25 |
| 2026-07-29 | 1,441 | $32.56 |
| 2026-07-28 | 1,524 | $32.51 |
| 2026-07-27 | 8,936 | $32.46 |
| 2026-07-24 | 1,467 | $32.47 |
| 2026-07-23 | 7,006 | $32.66 |
| 2026-07-22 | 5,528 | $32.73 |
| 2026-07-21 | 1,654 | $32.67 |
| 2026-07-20 | 63 | $32.51 |
| 2026-07-17 | 1,197 | $32.76 |
| 2026-07-16 | 2 | $32.86 |
| 2026-07-15 | 2,452 | $32.78 |
| 2026-07-14 | 2,408 | $32.70 |
| 2026-07-13 | 221 | $32.82 |
| 2026-07-10 | 1,946 | $32.76 |
| 2026-07-09 | 2,536 | $32.61 |
| 2026-07-08 | 13,802 | $32.68 |
| 2026-07-07 | 9,977 | $32.75 |
| 2026-07-06 | 1,071 | $32.59 |
| 2026-07-02 | 12,103 | $32.61 |
| 2026-07-01 | 9,130 | $32.63 |
| 2026-06-30 | 400 | $32.61 |
| 2026-06-25 | 81 | $32.55 |
| 2026-06-24 | 113 | $32.55 |
| 2026-06-23 | 111 | $32.58 |
| 2026-06-17 | 751 | $32.53 |
| 2026-06-16 | 750 | $32.54 |
| 2026-05-28 | 11 | $32.42 |
| 2026-05-27 | 2,898 | $32.39 |
| 2026-05-26 | 23,293 | $32.18 |
| 2026-05-13 | 27,743 | $32.20 |
| 2026-05-12 | 25 | $32.19 |
| 2026-05-11 | 387 | $32.03 |
| 2026-05-07 | 317 | $32.16 |
| 2026-05-06 | 217 | $32.04 |
| 2026-05-05 | 111 | $31.99 |
| 2026-05-01 | 100 | $31.98 |
| 2026-04-30 | 100 | $31.83 |
| 2026-04-29 | 2,312 | $31.86 |
| 2026-04-28 | 3,439 | $31.87 |
| 2026-04-27 | 449 | $31.83 |
| 2026-04-24 | 449 | $31.77 |
| 2026-04-23 | 449 | $31.82 |
| 2026-04-22 | 132 | $31.66 |
| 2026-04-21 | 3,132 | $31.74 |
| 2026-04-15 | 8 | $31.51 |
| 2026-04-09 | 2,016 | $31.08 |
| 2026-04-08 | 12,216 | $30.59 |
| 2026-04-07 | 13 | $30.59 |
| 2026-04-06 | 13 | $30.51 |
| 2026-03-20 | 25 | $30.53 |
| 2026-03-19 | 25 | $30.57 |
| 2026-03-18 | 1,249 | $30.80 |
| 2026-03-17 | 465 | $30.73 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N841 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.