Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N858
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 74 settlement days, totaling 280,260 fail shares and peaking at 28,353 shares on 2026-04-10. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-07 | 100 | $31.70 |
| 2026-10-06 | 100 | $31.57 |
| 2026-09-08 | 100 | $31.43 |
| 2026-09-04 | 177 | $31.49 |
| 2026-09-03 | 89 | $31.33 |
| 2026-09-01 | 708 | $31.35 |
| 2026-08-19 | 2,103 | $31.35 |
| 2026-08-18 | 521 | $31.40 |
| 2026-08-17 | 77 | $31.46 |
| 2026-08-11 | 45 | $31.39 |
| 2026-07-30 | 4,179 | $30.53 |
| 2026-07-29 | 8,529 | $30.80 |
| 2026-07-28 | 1,736 | $30.75 |
| 2026-07-27 | 1,703 | $30.73 |
| 2026-07-24 | 244 | $30.69 |
| 2026-07-21 | 724 | $30.82 |
| 2026-07-20 | 348 | $30.74 |
| 2026-07-17 | 423 | $30.93 |
| 2026-07-16 | 200 | $31.01 |
| 2026-07-13 | 176 | $30.99 |
| 2026-07-01 | 2 | $30.84 |
| 2026-06-30 | 2 | $30.73 |
| 2026-06-29 | 128,487 | $30.56 |
| 2026-06-26 | 12,531 | $30.59 |
| 2026-06-25 | 1,238 | $30.58 |
| 2026-06-24 | 10,867 | $30.61 |
| 2026-06-23 | 5,506 | $30.80 |
| 2026-06-22 | 777 | $30.82 |
| 2026-06-18 | 776 | $30.64 |
| 2026-06-16 | 27,548 | $30.90 |
| 2026-06-15 | 38,338 | $30.70 |
| 2026-06-12 | 17,114 | $30.61 |
| 2026-06-11 | 9,373 | $30.38 |
| 2026-06-10 | 11,036 | $30.56 |
| 2026-06-09 | 11,415 | $30.62 |
| 2026-06-08 | 1,973 | $30.59 |
| 2026-06-05 | 7,499 | $30.93 |
| 2026-06-04 | 32,118 | $30.86 |
| 2026-06-03 | 4,486 | $30.95 |
| 2026-06-02 | 3,761 | $30.93 |
| 2026-06-01 | 334,803 | $30.92 |
| 2026-05-27 | 240 | $30.86 |
| 2026-05-19 | 40 | $30.88 |
| 2026-05-18 | 602 | $30.85 |
| 2026-05-15 | 475 | $30.68 |
| 2026-05-14 | 9 | $30.84 |
| 2026-05-13 | 24,766 | $30.83 |
| 2026-05-12 | 1 | $30.82 |
| 2026-05-11 | 1 | $30.82 |
| 2026-05-07 | 2,282 | $30.80 |
| 2026-05-06 | 2,731 | $30.78 |
| 2026-05-05 | 4 | $30.75 |
| 2026-04-28 | 106 | $30.70 |
| 2026-04-16 | 193 | $30.56 |
| 2026-04-14 | 4 | $30.49 |
| 2026-04-13 | 4 | $30.40 |
| 2026-04-10 | 28,353 | $30.41 |
| 2026-04-09 | 1,524 | $30.33 |
| 2026-04-08 | 1,613 | $30.05 |
| 2026-04-07 | 859 | $30.06 |
| 2026-04-06 | 7,472 | $29.99 |
| 2026-02-02 | 6,653 | $30.09 |
| 2026-01-30 | 132 | $30.10 |
| 2026-01-29 | 132 | $30.15 |
| 2026-01-28 | 132 | $30.11 |
| 2026-01-27 | 1,746 | $30.09 |
| 2026-01-26 | 1,746 | $30.07 |
| 2026-01-12 | 1,456 | $30.06 |
| 2026-01-09 | 1,456 | $29.96 |
| 2025-12-31 | 2,733 | $29.95 |
| 2025-12-30 | 3,133 | $29.95 |
| 2025-10-20 | 171 | $29.34 |
| 2025-10-17 | 1,971 | $29.25 |
| 2025-10-16 | 1,580 | $29.33 |
| 2025-10-15 | 1,701 | $29.32 |
| 2025-10-14 | 55 | $29.33 |
| 2025-10-10 | 55 | $29.41 |
| 2025-09-16 | 1,461 | $29.28 |
| 2025-09-15 | 1,497 | $29.26 |
| 2025-09-12 | 72 | $29.24 |
| 2025-09-11 | 72 | $29.19 |
| 2025-09-10 | 72 | $29.17 |
| 2025-09-04 | 67 | $29.04 |
| 2025-09-03 | 67 | $28.99 |
| 2025-09-02 | 67 | $29.05 |
| 2025-08-15 | 1,497 | $29.00 |
| 2025-08-14 | 3,143 | $29.00 |
| 2025-08-13 | 3,143 | $28.97 |
| 2025-08-12 | 1,497 | $28.87 |
| 2025-08-01 | 195 | $28.78 |
Showing 90 most recent of 115.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N858 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.