Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N874
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 118 settlement days, totaling 699,150 fail shares and peaking at 100,170 shares on 2026-05-07. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-08 | 1,878 | $32.02 |
| 2026-10-07 | 1,876 | $32.05 |
| 2026-09-21 | 4 | $31.73 |
| 2026-09-18 | 1 | $31.68 |
| 2026-09-16 | 340 | $31.62 |
| 2026-09-15 | 2,022 | $31.68 |
| 2026-09-14 | 69 | $31.65 |
| 2026-09-02 | 64 | $31.63 |
| 2026-09-01 | 63 | $31.72 |
| 2026-08-31 | 74 | $31.69 |
| 2026-08-25 | 1,001 | $31.63 |
| 2026-08-24 | 2,066 | $31.62 |
| 2026-08-21 | 4,225 | $31.60 |
| 2026-08-20 | 1,865 | $31.68 |
| 2026-08-14 | 1,036 | $31.74 |
| 2026-07-31 | 184 | $31.21 |
| 2026-07-30 | 709 | $30.96 |
| 2026-07-29 | 82 | $31.21 |
| 2026-07-27 | 3,064 | $31.13 |
| 2026-07-24 | 3,061 | $31.10 |
| 2026-07-23 | 281 | $31.22 |
| 2026-07-15 | 154 | $31.29 |
| 2026-07-14 | 453 | $31.23 |
| 2026-07-13 | 252 | $31.32 |
| 2026-07-08 | 667 | $31.20 |
| 2026-07-07 | 2,268 | $31.15 |
| 2026-06-03 | 1 | $31.22 |
| 2026-05-29 | 830 | $31.18 |
| 2026-05-28 | 27,557 | $31.11 |
| 2026-05-27 | 26,628 | $31.08 |
| 2026-05-26 | 28,324 | $31.04 |
| 2026-05-22 | 22,563 | $30.98 |
| 2026-05-21 | 13,619 | $30.97 |
| 2026-05-20 | 2,474 | $30.86 |
| 2026-05-18 | 2,208 | $30.91 |
| 2026-05-15 | 2,127 | $30.97 |
| 2026-05-14 | 25,958 | $30.94 |
| 2026-05-13 | 13,018 | $30.87 |
| 2026-05-12 | 744 | $30.87 |
| 2026-05-11 | 343 | $30.90 |
| 2026-05-08 | 1,938 | $30.82 |
| 2026-05-07 | 100,170 | $30.86 |
| 2026-05-06 | 99,794 | $30.69 |
| 2026-05-05 | 83,981 | $30.61 |
| 2026-05-04 | 91,275 | $30.67 |
| 2026-05-01 | 12,533 | $30.66 |
| 2026-04-30 | 9,845 | $30.63 |
| 2026-04-27 | 72 | $30.62 |
| 2026-04-23 | 39 | $30.60 |
| 2026-04-22 | 39 | $30.60 |
| 2026-04-16 | 7,550 | $30.57 |
| 2026-04-15 | 5,089 | $30.56 |
| 2026-04-13 | 2,652 | $30.54 |
| 2026-04-10 | 37,333 | $30.53 |
| 2026-04-09 | 2,303 | $30.50 |
| 2026-04-08 | 2,428 | $30.38 |
| 2026-04-07 | 3,877 | $30.39 |
| 2026-04-06 | 2,836 | $30.33 |
| 2026-04-02 | 3,136 | $30.34 |
| 2026-04-01 | 3,164 | $30.26 |
| 2026-03-31 | 200 | $29.98 |
| 2026-03-27 | 232 | $30.13 |
| 2026-03-26 | 232 | $30.25 |
| 2026-03-25 | 310 | $30.20 |
| 2026-03-24 | 315 | $30.22 |
| 2026-03-23 | 348 | $30.09 |
| 2026-03-20 | 247 | $30.23 |
| 2026-03-16 | 19 | $30.15 |
| 2026-03-13 | 1,615 | $30.17 |
| 2026-03-12 | 1,265 | $30.25 |
| 2026-03-11 | 266 | $30.22 |
| 2026-03-10 | 266 | $30.24 |
| 2026-03-09 | 1,512 | $30.16 |
| 2026-03-06 | 115 | $30.23 |
| 2026-03-05 | 80 | $30.27 |
| 2026-03-04 | 33 | $30.22 |
| 2026-03-02 | 1,887 | $30.10 |
| 2026-02-26 | 143 | $30.30 |
| 2026-02-25 | 143 | $30.26 |
| 2026-02-24 | 1,631 | $30.21 |
| 2026-02-23 | 67 | $30.24 |
| 2026-02-20 | 79 | $30.19 |
| 2026-02-19 | 179 | $30.22 |
| 2026-02-18 | 149 | $30.19 |
| 2026-02-17 | 149 | $30.16 |
| 2026-02-13 | 1,097 | $30.17 |
| 2026-02-12 | 1,180 | $30.21 |
| 2026-02-11 | 1,480 | $30.22 |
| 2026-02-10 | 1,880 | $30.21 |
| 2026-02-09 | 676 | $30.19 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N874 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.