Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 69420N882
Over the rolling 12-month window, securities of PGIM ROCK ETF TR PGIM S&P 500 failed to deliver in the NSCC's Continuous Net Settlement system on 156 settlement days, totaling 595,493 fail shares and peaking at 53,712 shares on 2026-05-05. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 2 | $33.61 |
| 2026-10-13 | 2 | $33.61 |
| 2026-10-09 | 847 | $33.44 |
| 2026-10-07 | 1,460 | $33.53 |
| 2026-10-06 | 30 | $33.48 |
| 2026-10-05 | 44 | $33.37 |
| 2026-10-02 | 52 | $33.24 |
| 2026-09-29 | 9,162 | $33.27 |
| 2026-09-24 | 3 | $33.28 |
| 2026-09-23 | 3 | $33.41 |
| 2026-09-21 | 3 | $33.15 |
| 2026-09-18 | 2 | $33.13 |
| 2026-09-17 | 2 | $32.90 |
| 2026-09-15 | 9,246 | $33.08 |
| 2026-09-14 | 1 | $33.15 |
| 2026-09-10 | 1 | $33.09 |
| 2026-09-09 | 1 | $33.16 |
| 2026-09-08 | 1 | $33.26 |
| 2026-08-28 | 200 | $33.21 |
| 2026-08-27 | 200 | $33.10 |
| 2026-08-26 | 100 | $33.09 |
| 2026-08-25 | 3 | $32.88 |
| 2026-08-24 | 4 | $33.08 |
| 2026-08-14 | 370 | $33.24 |
| 2026-08-13 | 371 | $33.15 |
| 2026-08-12 | 371 | $33.06 |
| 2026-08-11 | 200 | $33.13 |
| 2026-08-06 | 888 | $33.09 |
| 2026-08-05 | 1,096 | $32.92 |
| 2026-08-04 | 442 | $32.83 |
| 2026-08-03 | 1,056 | $32.62 |
| 2026-07-31 | 1,054 | $32.50 |
| 2026-07-30 | 104 | $32.17 |
| 2026-07-22 | 1,099 | $32.58 |
| 2026-07-21 | 1,099 | $32.42 |
| 2026-07-20 | 1,141 | $32.37 |
| 2026-07-13 | 1,238 | $32.63 |
| 2026-07-10 | 495 | $32.59 |
| 2026-07-08 | 61 | $32.46 |
| 2026-07-07 | 330 | $32.57 |
| 2026-07-02 | 7 | $32.43 |
| 2026-06-29 | 185 | $31.99 |
| 2026-06-26 | 1,241 | $32.12 |
| 2026-06-24 | 279 | $32.18 |
| 2026-06-23 | 280 | $32.35 |
| 2026-06-22 | 170 | $32.43 |
| 2026-06-10 | 134 | $32.11 |
| 2026-06-09 | 210 | $32.16 |
| 2026-06-08 | 192 | $32.13 |
| 2026-06-05 | 192 | $32.54 |
| 2026-06-03 | 4,407 | $32.56 |
| 2026-06-02 | 106 | $32.54 |
| 2026-06-01 | 102 | $32.54 |
| 2026-05-29 | 1,322 | $32.47 |
| 2026-05-28 | 8,883 | $32.39 |
| 2026-05-27 | 5,246 | $32.37 |
| 2026-05-26 | 6,544 | $32.11 |
| 2026-05-22 | 1,093 | $32.18 |
| 2026-05-21 | 3 | $32.19 |
| 2026-05-18 | 8 | $32.09 |
| 2026-05-15 | 2,446 | $32.26 |
| 2026-05-14 | 2,207 | $32.15 |
| 2026-05-13 | 19,888 | $32.07 |
| 2026-05-12 | 176 | $32.10 |
| 2026-05-11 | 1,534 | $31.91 |
| 2026-05-08 | 8,463 | $31.98 |
| 2026-05-07 | 24,999 | $32.04 |
| 2026-05-06 | 23,799 | $31.80 |
| 2026-05-05 | 53,712 | $31.66 |
| 2026-05-04 | 36,556 | $31.77 |
| 2026-05-01 | 10,275 | $31.72 |
| 2026-04-30 | 10,657 | $31.70 |
| 2026-04-29 | 10,852 | $31.71 |
| 2026-04-28 | 10 | $31.70 |
| 2026-04-27 | 2,893 | $31.70 |
| 2026-04-24 | 2,483 | $31.69 |
| 2026-04-23 | 1,586 | $31.69 |
| 2026-04-22 | 3,912 | $31.67 |
| 2026-04-21 | 6,877 | $31.67 |
| 2026-04-20 | 6,876 | $31.67 |
| 2026-04-17 | 7,069 | $31.65 |
| 2026-04-16 | 7,469 | $31.64 |
| 2026-04-15 | 7,470 | $31.63 |
| 2026-04-14 | 7,735 | $31.60 |
| 2026-04-13 | 7,228 | $31.55 |
| 2026-04-10 | 7,325 | $31.54 |
| 2026-04-09 | 285 | $31.47 |
| 2026-04-08 | 8,268 | $31.21 |
| 2026-04-07 | 354 | $31.25 |
| 2026-03-31 | 286 | $30.60 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 69420N882 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.