Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 74933W148
Over the rolling 12-month window, securities of RBB FD INC F/M COMPOUNDR U S A failed to deliver in the NSCC's Continuous Net Settlement system on 130 settlement days, totaling 68,104 fail shares and peaking at 12,286 shares on 2026-01-29. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 4,815 | $99.26 |
| 2026-10-09 | 406 | $99.14 |
| 2026-10-08 | 412 | $98.81 |
| 2026-10-05 | 155 | $98.77 |
| 2026-10-02 | 471 | $99.00 |
| 2026-10-01 | 5,262 | $98.74 |
| 2026-09-28 | 1 | $99.44 |
| 2026-09-25 | 1 | $99.23 |
| 2026-09-24 | 90 | $99.72 |
| 2026-09-02 | 22 | $101.19 |
| 2026-09-01 | 483 | $101.52 |
| 2026-08-27 | 799 | $102.02 |
| 2026-08-26 | 943 | $102.18 |
| 2026-08-25 | 844 | $101.72 |
| 2026-08-21 | 100 | $101.67 |
| 2026-08-14 | 969 | $101.85 |
| 2026-08-13 | 1,068 | $101.60 |
| 2026-08-05 | 6,174 | $101.83 |
| 2026-08-04 | 6,223 | $101.41 |
| 2026-08-03 | 22 | $101.19 |
| 2026-07-20 | 6 | $102.13 |
| 2026-07-17 | 120 | $102.06 |
| 2026-07-16 | 120 | $102.10 |
| 2026-07-15 | 120 | $101.92 |
| 2026-07-14 | 120 | $101.65 |
| 2026-07-06 | 117 | $102.57 |
| 2026-07-01 | 55 | $102.64 |
| 2026-06-15 | 512 | $102.43 |
| 2026-06-12 | 366 | $102.56 |
| 2026-06-11 | 578 | $101.98 |
| 2026-06-05 | 3,000 | $102.34 |
| 2026-06-02 | 1,027 | $102.39 |
| 2026-06-01 | 521 | $102.46 |
| 2026-05-12 | 57 | $102.39 |
| 2026-05-11 | 75 | $102.65 |
| 2026-05-08 | 175 | $102.40 |
| 2026-05-07 | 16 | $102.67 |
| 2026-05-04 | 65 | $102.34 |
| 2026-05-01 | 165 | $102.24 |
| 2026-04-30 | 693 | $102.15 |
| 2026-04-29 | 790 | $102.57 |
| 2026-04-17 | 1,206 | $102.67 |
| 2026-04-13 | 25 | $102.53 |
| 2026-04-08 | 68 | $102.36 |
| 2026-04-07 | 68 | $102.25 |
| 2026-03-30 | 2 | $101.25 |
| 2026-03-27 | 2 | $101.26 |
| 2026-03-20 | 8 | $102.25 |
| 2026-03-18 | 697 | $102.54 |
| 2026-03-17 | 748 | $102.33 |
| 2026-03-16 | 748 | $101.93 |
| 2026-03-13 | 778 | $102.04 |
| 2026-03-12 | 151 | $102.41 |
| 2026-03-11 | 1,080 | $102.89 |
| 2026-03-10 | 516 | $103.21 |
| 2026-02-26 | 1,068 | $103.59 |
| 2026-02-25 | 1,327 | $103.63 |
| 2026-02-20 | 14 | $103.43 |
| 2026-02-19 | 1,307 | $103.41 |
| 2026-02-18 | 1,650 | $103.54 |
| 2026-02-11 | 615 | $102.98 |
| 2026-02-10 | 521 | $102.68 |
| 2026-02-09 | 1,082 | $102.64 |
| 2026-02-04 | 60 | $102.25 |
| 2026-02-03 | 38 | $102.23 |
| 2026-02-02 | 134 | $102.39 |
| 2026-01-30 | 500 | $102.48 |
| 2026-01-29 | 12,286 | $102.43 |
| 2026-01-26 | 347 | $102.42 |
| 2026-01-23 | 788 | $102.33 |
| 2026-01-22 | 1,541 | $102.30 |
| 2026-01-21 | 1,166 | $101.98 |
| 2026-01-20 | 10 | $102.36 |
| 2026-01-14 | 468 | $102.51 |
| 2026-01-13 | 642 | $102.41 |
| 2026-01-12 | 265 | $102.48 |
| 2026-01-09 | 1 | $102.26 |
| 2026-01-08 | 1 | $102.44 |
| 2026-01-07 | 4,122 | $102.33 |
| 2026-01-06 | 492 | $102.36 |
| 2026-01-05 | 318 | $102.16 |
| 2026-01-02 | 1,010 | $102.21 |
| 2025-12-31 | 1,191 | $102.46 |
| 2025-12-30 | 2,143 | $102.51 |
| 2025-12-29 | 156 | $102.38 |
| 2025-12-26 | 1 | $102.36 |
| 2025-12-22 | 425 | $102.17 |
| 2025-12-19 | 574 | $102.39 |
| 2025-12-18 | 22 | $102.16 |
| 2025-12-17 | 22 | $102.20 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 74933W148 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.